Roger M. Loar
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Roger Mercherle Loar, who also goes by Roger Mecherle Loar, Roger Loar, was a registered financial professional .
Roger is a previously registered financial professional and started their career in finance in 1984. Roger had worked at 6 firms and has passed the SIE and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 8, 2003 - January 13, 2017
MID ATLANTIC CLEARING & SETTLEMENT CORPORATION
October 9, 2000 - July 16, 2001
EDGEWOOD SERVICES, INC.
November 5, 1996 - July 11, 2000
GOLDK INVESTMENT SERVICES, INC
August 27, 1991 - June 30, 2000
GUARANTY BROKERAGE SERVICES, INC.
October 12, 1988 - March 12, 1990
PLANMEMBER SECURITIES CORPORATION
December 21, 1984 - February 8, 1988
FRANKLIN/TEMPLETON DISTRIBUTORS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
MID ATLANTIC CLEARING & SETTLEMENT CORPORATION
CRD#: 37466 / SEC#: , 8-47758
Contact information
FINRA licenses (52 States and Territories)
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
