Christopher J. Towle
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Christopher James Towle was a registered financial professional .
Christopher is a previously registered financial professional and started their career in finance in 1987. Christopher had worked at 2 firms and has passed the Series 65, Series 63, SIE, Series 55, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 8, 2002 - October 7, 2014
LORD, ABBETT & CO. LLC
October 6, 1987 - October 7, 2014
LORD ABBETT DISTRIBUTOR LLC
Primary Firm SEC Registration
LORD, ABBETT & CO. LLC
CRD#: 110391 / SEC#: 801-6997
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 9/23/2000
Limited Representative-Equity Trader ExamCurrent Firm
LORD, ABBETT & CO. LLC
CRD#: 110391 / SEC#: 801-6997
Contact information
SEC notice filing (52 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 30,191 |
| AUM (Assets Under Management) | $ 238,757,080,041 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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