James B. Kennon

KENNON WEALTH MANAGEMENT

Glendale, AZ

Some features on this profile are disabled

CRD#: 1296104

Professional summary

James Blaine Kennon is a registered financial advisor currently at KENNON WEALTH MANAGEMENT, LLC located in Glendale, Arizona.

James is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1984. James has worked at 5 firms and has passed the Series 65, Series 63, Series 6 and Series 26 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Jim Kennon Financial Network; Investment Related; Owner and insurance agent; Glendale, AZ; Started 08/2011; 80 hours a month; 80 hours during securities trading

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James Blaine Kennon's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 3, 2012 - Present

KENNON WEALTH MANAGEMENT, LLC

RIA

CRD#: 159658

Glendale, AZ

Past

July 7, 2011 - December 31, 2011

MONTICELLO INVESTMENT SERVICES, INC.

RIA

CRD#: 140851

NEOSHO, MO

Past

July 1, 2011 - December 31, 2011

MIDAMERICA FINANCIAL SERVICES, INC.

CRD#: 47351

ROSCOE, IL

Past

May 11, 2010 - July 5, 2011

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

RIA

CRD#: 2881

ROCKFORD, IL

Past

May 8, 2000 - January 1, 2002

ROBERT W. BAIRD & CO. INCORPORATED

CRD#: 8158

MILWAUKEE, WI

Past

November 5, 1984 - July 5, 2011

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

CRD#: 2881

ROCKFORD, IL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Arizona
(2/2/2023)

IAR

Illinois
(1/3/2012)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 5/10/2010

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 10/2/2001

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 6

Date: 11/3/1984

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 26

Date: 5/7/2001

Investment Company Products/Variable Contracts Principal Examination

Current Firm

KENNON WEALTH MANAGEMENT, LLC

CRD#: 159658 / SEC#:

Arizona

Registered Investment Advisory firm - (2/2/2023 Approved)

Arkansas

Registered Investment Advisory firm - (2/8/2023 Terminated)

Illinois

Registered Investment Advisory firm - (1/3/2012 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

Goodyear, AZ

Mailing Address

Phone number

(815) 985-0300

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Stephen Zahka

EDWARD JONES

IAR

Marlborough, MA

Frank Moore

UBS FINANCIAL SERVICES INC.

IAR

Greenwich, CT

Marshall Rosen

OSAIC WEALTH, INC.

IAR

Fort Lauderdale, FL

Why Advisor Check

We're Here To Help

Advisor Monitoring

Firm Stability Insights

James B. Kennon

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James Blaine Kennon's CRS (Customer Relationship Summary).

Certified licenses

Experience

KENNON WEALTH MANAGEMENT, LLC

MONTICELLO INVESTMENT SERVICES, INC.

MIDAMERICA FINANCIAL SERVICES, INC.

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

ROBERT W. BAIRD & CO. INCORPORATED

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 5/10/2010

Series 63

Date: 10/2/2001

Series 6

Date: 11/3/1984

Series 26

Date: 5/7/2001

Current Firm

KENNON WEALTH MANAGEMENT, LLC

Contact information

Documents

Red Flags

Company Information

KENNON WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

Similar Advisors