Gary R. Wiatric
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Gary Robert Wiatric was a registered financial professional .
Gary is a previously registered financial professional and started their career in finance in 1984. Gary had worked at 12 firms and has passed the Series 63, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 14, 2011 - January 2, 2013
DELANEY EQUITY GROUP LLC
February 9, 2011 - June 20, 2011
CHARDAN CAPITAL MARKETS LLC
July 22, 2010 - November 19, 2010
SEABOARD SECURITIES, INC.
August 26, 2008 - April 24, 2009
FORGE FINANCIAL GROUP, INC.
December 20, 2007 - August 25, 2008
SEABOARD SECURITIES, INC.
April 23, 2004 - September 7, 2007
EMPIRE FINANCIAL GROUP, INC.
November 25, 2002 - February 6, 2004
BAIRD, PATRICK & CO., INC.
April 15, 2002 - November 26, 2002
BROKERAGEAMERICA, LLC
January 25, 2002 - April 15, 2002
BROKERAGEAMERICA, INC
January 9, 2001 - October 31, 2001
NATIONAL SECURITIES CORPORATION
September 16, 1996 - November 2, 2000
SHARPE CAPITAL, INC.
September 22, 1989 - May 31, 1996
BAIRD, PATRICK & CO., INC.
April 19, 1989 - September 11, 1989
HASAN GROWNEY CO. INC.
October 4, 1984 - December 3, 1988
GREENTREE SECURITIES CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 5/27/1999
Limited Representative-Equity Trader ExamCurrent Firm
DELANEY EQUITY GROUP LLC
CRD#: 142285 / SEC#: , 8-67449
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| DELANEY, DAVID CAMERON | CEO/AML OFFICER/MANAGING MEMBER/CCO, CFO, FINOP | 2447186 |
Disclosures
| Regulatory Event | 5 |
| Criminal | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
