Donald L. Erickson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Donald Lee Erickson, who also goes by Don Erickson, was a registered financial professional .
Donald is a previously registered financial professional and started their career in finance in 1984. Donald had worked at 6 firms and has passed the Series 63 and Series 6 exams.
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 10, 2005 - November 20, 2015
RESOURCE PLANNING GROUP (RPG)
June 1, 1999 - August 3, 2026
CLARITY ASSET MANAGEMENT, INC.
May 3, 1999 - January 5, 2000
PARK AVENUE SECURITIES LLC
May 21, 1998 - May 3, 1999
GUARDIAN INVESTOR SERVICES LLC
March 13, 1987 - May 13, 1998
ROBERT W. BAIRD & CO. INCORPORATED
September 4, 1984 - May 13, 1998
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
RESOURCE PLANNING GROUP (RPG)
CRD#: 133102 / SEC#:
Contact information
Red Flags
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