Michael G. Bailey

MGB WEALTH MANAGEMENT

Addison, TX 75001

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CRD#: 1295998

Professional summary

Michael Glen Bailey, who also goes by Michael Glen Baily, is a registered financial advisor currently at MGB WEALTH MANAGEMENT, LLC located in Addison, Texas.

Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1984. Michael has worked at 7 firms and has passed the Series 65, Series 63, Series 7TO, SIE, Series 3 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Michael Glen Baily

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

B.B.W.M. Lease Partners, LLC; non-investment-related; 5923 Club Oaks Drive, Dallas, TX 75248; lessee of office space for MGB Wealth Management, LLC; Manager and Member; 10/2019; 0 hours/month; no ongoing duties.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Glen Bailey's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 6, 2020 - Present

MGB WEALTH MANAGEMENT, LLC

Office #1: 15455 Dallas Parkway Suite 1080, Addison, TX 75001

RIA

CRD#: 307995

Addison, TX

Past

April 11, 2007 - April 15, 2020

RAYMOND JAMES & ASSOCIATES, INC.

RIA

CRD#: 705

DALLAS, TX

Past

March 29, 2007 - April 15, 2020

RAYMOND JAMES & ASSOCIATES, INC.

CRD#: 705

DALLAS, TX

Past

August 8, 2000 - April 19, 2007

RBC CAPITAL MARKETS, LLC

RIA

CRD#: 31194

PLANO, TX

Past

July 20, 2000 - April 19, 2007

RBC CAPITAL MARKETS, LLC

CRD#: 31194

PLANO, TX

Past

November 20, 1995 - July 20, 2000

HILLTOP SECURITIES INC.

CRD#: 6220

DALLAS, TX

Past

May 31, 1991 - October 27, 1995

UBS FINANCIAL SERVICES INC.

CRD#: 8174

WEEHAWKEN, NJ

Past

January 9, 1985 - June 4, 1991

PRUDENTIAL EQUITY GROUP, LLC

CRD#: 7471

NEW YORK, NY

Past

August 22, 1984 - August 31, 1984

KIDDER, PEABODY & CO. INCORPORATED

CRD#: 7613

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

MGB WEALTH MANAGEMENT, LLC

MGB WEALTH MANAGEMENT, LLC | WEALTH MANAGEMENT PARTNERS

CRD#: 307995 / SEC#: 801-118395

RIA

Registered Investment Advisory firm - (4/3/2020 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(4/6/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 10/13/1992

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 5/21/1985

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7TO

Date: 3/4/2024

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 3

Date: 1/19/1994

National Commodity Futures Examination

General Industry/Product Exam

Series 7

Date: 8/18/1984

General Securities Representative Examination

Current Firm

MGB WEALTH MANAGEMENT, LLC

MGB WEALTH MANAGEMENT, LLC | WEALTH MANAGEMENT PARTNERS

CRD#: 307995 / SEC#: 801-118395

RIA

Registered Investment Advisory firm - (4/3/2020 Approved)

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Contact information

Main Address

15455 Dallas Parkway Suite 1080, Addison, TX 75001

Mailing Address

Phone number

(469) 965-4001

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (2 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

MGB WEALTH MANAGEMENT BROCHURE (3/24/2025)

Regulatory assets under management

Total Number of Accounts	305
AUM (Assets Under Management)	$ 421,934,512

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Michael G. Bailey

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Glen Bailey's CRS (Customer Relationship Summary).

Certified licenses

Experience

RAYMOND JAMES & ASSOCIATES, INC.

RAYMOND JAMES & ASSOCIATES, INC.

RBC CAPITAL MARKETS, LLC

RBC CAPITAL MARKETS, LLC

HILLTOP SECURITIES INC.

UBS FINANCIAL SERVICES INC.

PRUDENTIAL EQUITY GROUP, LLC

KIDDER, PEABODY & CO. INCORPORATED

Primary Firm SEC Registration

MGB WEALTH MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 10/13/1992

Series 63

Date: 5/21/1985

Series 7TO

Date: 3/4/2024

SIE

Date: 10/1/2018

Series 3

Date: 1/19/1994

Series 7

Date: 8/18/1984

Current Firm

MGB WEALTH MANAGEMENT, LLC

Contact information

SEC notice filing (2 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

MGB WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

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