Joyce Sternberg
Professional summary
Joyce Sternberg, who also goes by Joyce Elaine Dobbs, Joyce Elaine Sternberg, is a registered financial professional currently at WOODMEN FINANCIAL SERVICES, INC. located in Omaha, Nebraska.
Joyce is registered as a RR (Registered Representative) and started their career in finance in 1995. Joyce has worked at 5 firms and has passed the Series 65, Series 63, Series 6TO, SIE, Series 6, Series 7, Series 4, Series 53 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Joyce Sternberg's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 12, 2026 - Present
WOODMEN FINANCIAL SERVICES, INC.
Office #1: 1700 Farnam Street, Omaha, NE 68102August 7, 2014 - December 31, 2017
NORTHERN LIGHTS DISTRIBUTORS, LLC
June 14, 2011 - September 18, 2012
WADDELL & REED
July 23, 2003 - February 12, 2009
SECURITIES AMERICA ADVISORS, INC.
August 16, 1995 - February 12, 2009
SECURITIES AMERICA, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 6TO
Date: 6/12/2026
Investment Company Products/Variable Contracts Representative ExaminationFINRA
Current Firm
WOODMEN FINANCIAL SERVICES, INC.
CRD#: 117365 / SEC#: , 8-53592
Contact information
FINRA licenses (38 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| WFS HOLDINGS, INC. | 100% OWNER OF WOODMEN FINANCIAL SERVICES, INC. | |
| BENGTSON, CYNTHIA SHAWN | DIRECTOR AND CHAIRMAN | 6073749 |
| BUDERUS, TIMOTHY KEVIN | PRESIDENT, CEO AND DIRECTOR | 3083401 |
| DARLING, DANIEL RUSSELL | SENIOR SALES MANAGER | 5220507 |
| DAY, JACOB MICHAEL | DIRECTOR | 5003086 |
| DRIFFILL, CHARLES REICH JR. | DIRECTOR | 5239194 |
| EBLEN, LINDSEY JEAN | FINOP AND REVIEW PRINCIPAL (CFO)/TREASURER | 4496236 |
| OLARI, NICHOLAS CONNER | DIRECTOR AND SECRETARY | 6079027 |
| PORTER, RAHJA | CHIEF COMPLIANCE OFFICER | 6860469 |
| ROSAUER, ADAM THOMAS | MANAGER OF OPERATIONS | 4761408 |
Red Flags
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Company Information
WOODMEN FINANCIAL SERVICES, INC.
CRD#: 117365Omaha, NE 68102TRUST BUT VERIFY
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