David A. Worcester

ASPIRE ADVISORY SERVICES

Lodi, CA 95240

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CRD#: 1295942

Professional summary

David Allen Worcester JR, CFP® is a registered financial advisor currently at ASPIRE ADVISORY SERVICES located in Lodi, California.

David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1984. David has worked at 3 firms and has passed the Series 63, Series 7, Series 27 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Allen Worcester JR's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Experience

Current

January 31, 2018 - Present

ASPIRE ADVISORY SERVICES

Office #1: 104 N. School St #216, Lodi, CA 95240

RIA

CRD#: 129828

Lodi, CA

Past

October 12, 1987 - July 25, 2002

F1 TRADING.COM, INC.

CRD#: 20375

MINEOLA, NY

Past

August 23, 1984 - August 6, 1987

WEDBUSH SECURITIES INC.

CRD#: 877

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(1/31/2018)

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Exams

State Security Law Exam

Series 63

Date: 8/25/1987

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 8/18/1984

General Securities Representative Examination

Principal/Supervisory Exam

Series 27

Date: 9/24/1987

Financial and Operations Principal Examination

Principal/Supervisory Exam

Series 24

Date: 8/25/1987

General Securities Principal Examination

Current Firm

ASPIRE ADVISORY SERVICES

ASPIRE ADVISORY SERVICES | WORCESTER JR, DAVID A | GOLD COUNTRY FINANICAL ADVISORY SERVICES | GOLD COUNTRY FINANCIAL ADVISORY SERVICES | DAVID A WORCESTER JR

CRD#: 129828 / SEC#:

California

Registered Investment Advisory firm - (11/6/1997 Approved)

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Contact information

Main Address

104 N School St Suite 216, Lodi, CA 95240

Mailing Address

Phone number

(209) 339-8971

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	77
AUM (Assets Under Management)	$ 61,228,000

Red Flags

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David A. Worcester

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Allen Worcester JR's CRS (Customer Relationship Summary).

Certified licenses

Experience

ASPIRE ADVISORY SERVICES

F1 TRADING.COM, INC.

WEDBUSH SECURITIES INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 8/25/1987

Series 7

Date: 8/18/1984

Series 27

Date: 9/24/1987

Series 24

Date: 8/25/1987

Current Firm

ASPIRE ADVISORY SERVICES

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

ASPIRE ADVISORY SERVICES

TRUST BUT VERIFY

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