Joe D. Meals

FCG INVESTMENT COMPANY

Germantown, TN 38138

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CRD#: 1295902

Professional summary

Joe David Meals was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.

Joe is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1984. Prior to being barred, Joe has worked at 7 firms, which includes CONSULTING SERVICES GROUP LLC, ENERECAP PARTNERS LLC, ING INVESTMENT MANAGEMENT SERVICES LLC, ABN AMRO SECURITIES LLC, MORGAN STANLEY DW INC., E. F. HUTTON & COMPANY INC.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) CFO for a private General Contractor firm involved in new home construction Compensation is based upon the fees collected from clients added since my employment.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joe David Meals's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 30, 2020 - Present

FCG INVESTMENT COMPANY

Office #1: 9040 Garden Arbor Dr Ste 206, Germantown, TN 38138

RIA

CRD#: 308192

Germantown, TN

Past

May 24, 2004 - February 28, 2013

CONSULTING SERVICES GROUP, LLC

RIA

CRD#: 107048

MEMPHIS, TN

Past

June 7, 1990 - August 25, 2008

ENERECAP PARTNERS, LLC

CRD#: 26554

MEMPHIS, TN

Past

July 17, 1989 - June 1, 1990

ING INVESTMENT MANAGEMENT SERVICES LLC

CRD#: 21644

NEW YORK, NY

Past

October 3, 1988 - June 1, 1990

ABN AMRO SECURITIES LLC

CRD#: 6540

NEW YORK, NY

Past

January 15, 1988 - July 20, 1988

MORGAN STANLEY DW INC.

CRD#: 7556

Past

August 21, 1984 - February 12, 1988

E. F. HUTTON & COMPANY INC

CRD#: 235

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

FCG INVESTMENT COMPANY

CRD#: 308192 / SEC#: 801-118437

RIA

Registered Investment Advisory firm - (4/13/2020 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Tennessee
(10/30/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 10/9/2020

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 8/23/1984

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 3

Date: 11/8/1984

National Commodity Futures Examination

General Industry/Product Exam

Series 7

Date: 8/18/1984

General Securities Representative Examination

Principal/Supervisory Exam

Series 27

Date: 5/30/1990

Financial and Operations Principal Examination

Principal/Supervisory Exam

Series 4

Date: 5/23/1990

Registered Options Principal Examination

Principal/Supervisory Exam

Series 24

Date: 11/9/1989

General Securities Principal Examination

Principal/Supervisory Exam

Series 53

Date: 8/31/1989

Municipal Securities Principal Examination

Principal/Supervisory Exam

Series 8

Date: 11/29/1988

General Securities Sales Supervisor Examination (Options Module & General Module)

Current Firm

FCG INVESTMENT COMPANY

CRD#: 308192 / SEC#: 801-118437

RIA

Registered Investment Advisory firm - (4/13/2020 Approved)

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Contact information

Main Address

9040 Garden Arbor Dr Ste 206, Germantown, TN 38138

Mailing Address

Phone number

(901) 309-2681

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (10 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A- FCG INVESTMENT COMPANY (6/9/2025)

Regulatory assets under management

Total Number of Accounts	404
AUM (Assets Under Management)	$ 457,898,340

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Joe D. Meals

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joe David Meals's CRS (Customer Relationship Summary).

Certified licenses

Experience

CONSULTING SERVICES GROUP, LLC

ENERECAP PARTNERS, LLC

ING INVESTMENT MANAGEMENT SERVICES LLC

ABN AMRO SECURITIES LLC

MORGAN STANLEY DW INC.

E. F. HUTTON & COMPANY INC

Primary Firm SEC Registration

FCG INVESTMENT COMPANY

State Registrations and Notice Filings

Exams

Series 65

Date: 10/9/2020

Series 63

Date: 8/23/1984

Series 3

Date: 11/8/1984

Series 7

Date: 8/18/1984

Series 27

Date: 5/30/1990

Series 4

Date: 5/23/1990

Series 24

Date: 11/9/1989

Series 53

Date: 8/31/1989

Series 8

Date: 11/29/1988

Current Firm

FCG INVESTMENT COMPANY

Contact information

SEC notice filing (10 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

FCG INVESTMENT COMPANY

TRUST BUT VERIFY

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