Sidney Reeves

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Sidney Reeves, who also goes by Sid Reeves, was a registered financial professional .

Sidney is a previously registered financial professional and started their career in finance in 1984. Sidney had worked at 17 firms and has passed the Series 63, Series 65 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

No

Aliases

Sid Reeves

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

November 24, 2014 - September 30, 2016

HORTER INVESTMENT MANAGEMENT, LLC

RIA

CRD#: 119880

MOORPARK, CA

Past

August 14, 2013 - December 31, 2013

GRADIENT SECURITIES, LLC

BD

CRD#: 127701

SIMI VALLEY, CA

Past

July 15, 2013 - December 31, 2013

GRADIENT ADVISORS, LLC

RIA

CRD#: 152665

SIMI VALLEY, CA

Past

May 6, 2011 - March 1, 2013

CETERA ADVISORS LLC

RIA

CRD#: 10299

SIMI VALLEY, CA

Past

May 6, 2011 - March 1, 2013

CETERA ADVISORS LLC

BD

CRD#: 10299

SIMI VALLEY, CA

Past

October 12, 2009 - February 11, 2011

QA3 FINANCIAL LLC

RIA

CRD#: 104957

SIMI VALLEY, CA

Past

October 12, 2009 - February 11, 2011

QA3 FINANCIAL CORP.

BD

CRD#: 14754

SIMI VALLEY, CA

Past

June 23, 2008 - March 31, 2009

CINCINNATI ANALYSTS, INC.

BD

CRD#: 5478

SIMI VALLEY, CA

Past

June 16, 2008 - March 31, 2009

CINCINNATI ANALYSTS, INC.

RIA

CRD#: 5478

SIMI VALLEY, CA

Past

July 14, 2005 - March 18, 2008

CINCINNATI ANALYSTS, INC.

RIA

CRD#: 5478

SIMI VALLEY, CA

Past

June 30, 2005 - March 18, 2008

CINCINNATI ANALYSTS, INC.

BD

CRD#: 5478

SIMI VALLEY, CA

Past

December 11, 2000 - June 29, 2005

UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER

RIA

CRD#: 20804

SIMI VALLEY, CA

Past

October 30, 2000 - June 29, 2005

UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER

BD

CRD#: 20804

SCOTTSDALE, AZ

Past

October 10, 1995 - October 30, 2000

SUNAMERICA SECURITIES, INC.

BD

CRD#: 20068

PHOENIX, AZ

Past

January 24, 1994 - June 1, 1999

OSAIC FS, INC.

BD

CRD#: 3870

FORT WAYNE, IN

Past

August 3, 1990 - December 26, 1993

OSAIC FS, INC.

BD

CRD#: 3870

FORT WAYNE, IN

Past

November 20, 1989 - April 24, 1990

LONDON PACIFIC SECURITIES, INC.

BD

CRD#: 25089

SACRAMENTO, CA

Past

October 11, 1989 - November 18, 1989

CETERA ADVISORS LLC

BD

CRD#: 10299

GREENWOOD VILLAGE, CO

Past

May 4, 1989 - September 12, 1989

CARNEGIE SECURITIES CORPORATION

BD

CRD#: 14871

Past

February 28, 1989 - September 12, 1989

CARNEGIE SECURITIES CORPORATION

BD

CRD#: 14871

Past

September 30, 1987 - March 8, 1989

ANCHOR NATIONAL FINANCIAL SERVICES, INC.

BD

CRD#: 5774

Past

April 13, 1987 - September 30, 1987

IRONWOOD SECURITIES, INC.

BD

CRD#: 13543

Past

August 20, 1985 - April 20, 1987

TITAN/VALUE EQUITIES GROUP, INC.

BD

CRD#: 6359

Past

January 25, 1985 - August 5, 1985

AMERIPRISE FINANCIAL SERVICES, LLC

BD

CRD#: 6363

Past

November 21, 1984 - January 1, 1985

EMPOWER FINANCIAL SERVICES, INC.

BD

CRD#: 13109

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

HI

HORTER INVESTMENT MANAGEMENT, LLC

CRD#: 119880 / SEC#: 801-67471

RIA

Registered Investment Advisory firm - (1/12/2007 Approved)

California

Registered Investment Advisory firm - (1/31/2007 Terminated)

Delaware

Registered Investment Advisory firm - (4/23/2007 Terminated)

Ohio

Registered Investment Advisory firm - (1/31/2007 Terminated)

Pennsylvania

Registered Investment Advisory firm - (1/31/2007 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

RR

Series 63

Date: 11/23/1999

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 10/28/1998

Uniform Investment Adviser Law Examination

General Industry/Product Exam

RR

Series 7

Date: 11/17/1984

General Securities Representative Examination

Current Firm

HI

HORTER INVESTMENT MANAGEMENT, LLC

CRD#: 119880 / SEC#: 801-67471

RIA

Registered Investment Advisory firm - (1/12/2007 Approved)

California

Registered Investment Advisory firm - (1/31/2007 Terminated)

Delaware

Registered Investment Advisory firm - (4/23/2007 Terminated)

Ohio

Registered Investment Advisory firm - (1/31/2007 Terminated)

Pennsylvania

Registered Investment Advisory firm - (1/31/2007 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

11726 Seven Gables Rd Symmes Township, Cincinnati, OH 45249

Mailing Address

Phone number

(513) 984-9933

Established

Firm type

Fiscal year end

# of Employees

41

SEC notice filing (52 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

HIM ADV PART 2A_2024 (11/7/2025)

Regulatory assets under management

Total Number of Accounts	2,136
AUM (Assets Under Management)	$ 277,989,460

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

GRADIENT SECURITIES, LLC

GRADIENT ADVISORS, LLC

CETERA ADVISORS LLC

CETERA ADVISORS LLC

QA3 FINANCIAL LLC

QA3 FINANCIAL CORP.

CINCINNATI ANALYSTS, INC.

CINCINNATI ANALYSTS, INC.

CINCINNATI ANALYSTS, INC.

CINCINNATI ANALYSTS, INC.

UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER

UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER

SUNAMERICA SECURITIES, INC.

OSAIC FS, INC.

OSAIC FS, INC.

LONDON PACIFIC SECURITIES, INC.

CETERA ADVISORS LLC

CARNEGIE SECURITIES CORPORATION

CARNEGIE SECURITIES CORPORATION

ANCHOR NATIONAL FINANCIAL SERVICES, INC.

IRONWOOD SECURITIES, INC.

TITAN/VALUE EQUITIES GROUP, INC.

AMERIPRISE FINANCIAL SERVICES, LLC

EMPOWER FINANCIAL SERVICES, INC.

Primary Firm SEC Registration

HORTER INVESTMENT MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 11/23/1999

Series 65

Date: 10/28/1998

Series 7

Date: 11/17/1984

Current Firm

HORTER INVESTMENT MANAGEMENT, LLC

Contact information

SEC notice filing (52 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

HORTER INVESTMENT MANAGEMENT, LLC

TRUST BUT VERIFY

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