David Lewis Karp
AIF®Professional Summary
David Lewis Karp, AIF® is a registered financial advisor currently at KARP & ASSOCIATES located in Clearwater, Florida. David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1994. David has worked at 6 firms and has passed the Series 66, Series 6, Series 22 and Series 26 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
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Disclosures on record.
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Credentials
Years of Experience
32 years in the financial services industry
Current & Past Employments
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Current Firm
DAVID LEWIS KARP | KARP & ASSOCIATES
Contact Information
Main Address
Clearwater, FLPhone Number
(813) 977-9940# of Employees
1Documents
Regulatory Assets Under Management
Total Number of Accounts
34AUM (Assets Under Management)
$7,100,000Similar Advisors
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(2/25/2000)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 6 — Investment Company Products/Variable Contracts Representative Examination
Passed Aug 2009About the Series 6 examSeries 22 — Direct Participation Programs Representative Examination
Passed Feb 2000About the Series 22 examSeries 26 — Investment Company Products/Variable Contracts Principal Examination
Passed Feb 2001About the Series 26 examSimilar Advisors
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CRS (Client Relationship Summary) - RIA
Click below to view David Lewis Karp's CRS (Customer Relationship Summary).
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