John L. Sabre
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Leonard Sabre, who also goes by John L Sabre, was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1985. John had worked at 7 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 28, 2004 - January 20, 2016
MOUNT YALE SECURITIES, LLC
October 30, 2000 - November 9, 2001
J.P. MORGAN SECURITIES LLC
July 1, 1998 - August 14, 2000
FIRST DOMINION SECURITIES, LLC
April 14, 1994 - September 18, 1997
CREDIT AGRICOLE CHEUVREUX NORTH AMERICA, INC.
August 15, 1991 - May 18, 1992
KIDDER, PEABODY & CO. INCORPORATED
July 23, 1986 - August 25, 1987
CREDIT SUISSE SECURITIES (USA) LLC
January 23, 1985 - July 7, 1986
PIPER SANDLER & CO.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
MOUNT YALE SECURITIES, LLC
CRD#: 126870 / SEC#: , 8-65921
Contact information
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
