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Edward S. Kirrus

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CRD#: 1295420
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Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Edward Stevenson Kirrus, who also goes by Edward S Kirris, Edward Stevenson Kirris III, Steve Kirris III, Steve Kirris, was a registered financial professional .

Edward is a previously registered financial professional and started their career in finance in 1984. Edward had worked at 6 firms and has passed the Series 65, Series 63 and Series 7 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Edward S Kirris | Edward Stevenson Kirris Iii | Steve Kirris Iii | Steve Kirris

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

February 1, 1994 - September 13, 1995

LFK INCORPORATED

BD
CRD#: 6689
MINNETONKA, MN
Past

July 31, 1993 - December 22, 1993

CITIGROUP GLOBAL MARKETS INC.

BD
CRD#: 7059
NEW YORK, NY
Past

October 23, 1991 - July 31, 1993

LEHMAN BROTHERS INC.

BD
CRD#: 7506
NEW YORK, NY
Past

September 15, 1989 - November 1, 1991

PRUDENTIAL EQUITY GROUP, LLC

BD
CRD#: 7471
NEW YORK, NY
Past

May 4, 1989 - September 15, 1989

THOMSON MCKINNON SECURITIES INC.

BD
CRD#: 829
NEW YORK, NY
Past

August 22, 1984 - May 15, 1989

MORGAN STANLEY DW INC.

BD
CRD#: 7556
PURCHASE, NY

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
IAR
Series 65
Date: 4/29/1992
Uniform Investment Adviser Law Examination
State Security Law Exam
General Industry/Product Exam

Current Firm


LI
LFK INCORPORATED
LFK INCORPORATED

CRD#: 6689 / SEC#: , 8-16536

BD
Terminated by SEC on 01/18/2003
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Contact information


Main Address
Mailing Address
Phone number
Established
Minnesota since 05/05/1971
Firm type
Corporation
Fiscal year end
December
# of Employees

Documents


Direct owners and executive officers


NamePositionCRD#
BDMA, INC.OWNER
MAXA, PAUL JACOBCEO/PRESIDENT
VOLLBRECHT, ROBERT ALANCFO

Disclosures


Regulatory Event3

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


LFK INCORPORATED

CRD#: 6689

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