Ervin J. Townsend
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Ervin John Townsend, who also goes by E John Townsend, Ervin J Townsend, John Townsend, was a registered financial professional .
Ervin is a previously registered financial professional and started their career in finance in 1984. Ervin had worked at 6 firms and has passed the Series 66, Series 65, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 27, 2014 - October 28, 2014
ALERUS INVESTMENT ADVISORS CORPORATION
June 3, 2008 - August 5, 2008
U.S. BANCORP INVESTMENTS, INC.
May 21, 2008 - August 5, 2008
U.S. BANCORP INVESTMENTS, INC.
January 5, 2007 - August 2, 2007
STIFEL, NICOLAUS & COMPANY, INCORPORATED
April 21, 2006 - August 2, 2007
STIFEL, NICOLAUS & COMPANY, INCORPORATED
July 1, 2003 - April 24, 2006
WELLS FARGO CLEARING SERVICES, LLC
August 20, 2001 - July 1, 2003
PRUDENTIAL EQUITY GROUP, LLC
September 20, 1984 - August 23, 2001
MORGAN STANLEY DW INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ALERUS INVESTMENT ADVISORS CORPORATION
CRD#: 145129 / SEC#: 801-68381
Contact information
Red Flags
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