Bernard M. Notas
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Bernard Meyer Notas, who also goes by Bernard M Notas, Bernard Notas, was a registered financial professional .
Bernard is a previously registered financial professional and started their career in finance in 1985. Bernard had worked at 10 firms and has passed the Series 63, SIE, Series 7, Series 24 and Series 27 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 26, 2011 - July 5, 2016
SANCTUARY SECURITIES LLC
December 21, 2005 - May 31, 2007
SHARPE 4 SECURITIES, LLC
December 6, 2002 - February 9, 2010
BTIG, LLC
January 2, 2002 - October 11, 2002
SHARE KING, LLC
November 28, 2001 - November 12, 2002
CATAPULT ADVISORS LLC
December 24, 1998 - July 5, 2001
OFFROAD SECURITIES, INC.
October 1, 1997 - February 11, 1998
BANC OF AMERICA SECURITIES LLC
September 21, 1987 - October 1, 1997
MONTGOMERY SECURITIES
February 3, 1986 - February 3, 1987
ROONEY, PACE INC.
August 2, 1985 - February 3, 1986
CIBC WORLD MARKETS CORP.
State Registrations and Notice Filings
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Exams
Current Firm
SANCTUARY SECURITIES LLC
CRD#: 144091 / SEC#: , 8-67631
Contact information
Documents
Red Flags
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