Craig Linden

SPECTRUM AC ADVISORS

New York, NY

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CRD#: 1295280

Professional summary

Craig Linden, who also goes by Craig Joseph Linden, is a registered financial advisor currently at SPECTRUM AC ADVISORS, LLC located in New York, New York.

Craig is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2015. Craig has worked at 2 firms and has passed the Series 65, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Craig Joseph Linden

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

CRAIG JOSEPH LINDEN IS A REAL ESTATE BROKER OR DEALER. FROM TIME TO TIME, HE WILL OFFER CLIENTS ADVICE OR PRODUCTS FROM THIS ACTIVITY. CLIENTS SHOULD BE AWARE THAT THESE SERVICES PAY A COMMISSION AND INVOLVE A POSSIBLE CONFLICT OF INTEREST, AS COMMISSIONABLE PRODUCTS CAN CONFLICT WITH THE FIDUCIARY DUTIES OF A REGISTERED INVESTMENT ADVISER. HUGHES BERKSHIRE ADVISORY, LLC ALWAYS ACTS IN THE BEST INTEREST OF THE CLIENT; INCLUDING IN THE SALE OF COMMISSIONABLE PRODUCTS TO ADVISORY CLIENTS. CLIENTS ARE IN NO WAY REQUIRED TO IMPLEMENT THE PLAN THROUGH ANY REPRESENTATIVE OF HUGHES BERKSHIRE ADVISORY, LLC IN THEIR CAPACITY AS A REAL ESTATE DEALER OR BROKER. Activities include consultation, real property investment sales, and procurement of mortgage financing.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Craig Linden's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 3, 2021 - Present

SPECTRUM AC ADVISORS, LLC

RIA

CRD#: 298849

New York, NY

Past

April 23, 2015 - December 12, 2019

HUGHES BERKSHIRE ADVISORY, LLC

RIA

CRD#: 173303

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New York
(11/3/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 8/7/2014

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 9/20/2004

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 9/7/2004

General Securities Representative Examination

Current Firm

SPECTRUM AC ADVISORS, LLC

CRD#: 298849 / SEC#:

New York

Registered Investment Advisory firm - (9/10/2019 Approved)

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Contact information

Main Address

New York, NY

Mailing Address

Phone number

(212) 288-3064

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	11
AUM (Assets Under Management)	$ 2,716,998

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Craig Linden

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Craig Linden's CRS (Customer Relationship Summary).

Certified licenses

Experience

SPECTRUM AC ADVISORS, LLC

HUGHES BERKSHIRE ADVISORY, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 8/7/2014

Series 63

Date: 9/20/2004

Series 7

Date: 9/7/2004

Current Firm

SPECTRUM AC ADVISORS, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

SPECTRUM AC ADVISORS, LLC

TRUST BUT VERIFY

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