Wayne T. Hoffmann
Professional summary
Wayne Thomas Hoffmann is a registered financial advisor currently at SILVER LAKE ADVISORS, LLC located in Centennial, Colorado.
Wayne is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1984. Wayne has worked at 2 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Wayne Thomas Hoffmann's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 13, 2009 - Present
SILVER LAKE ADVISORS, LLC
December 6, 1984 - February 6, 1990
PRUDENTIAL ASSET SALES & SYNDICATIONS, INC. ("PASS")
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(4/13/2009)
(2/22/2019)
(4/14/2009)
Exams
Current Firm
SILVER LAKE ADVISORS, LLC
CRD#: 149015 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 57 |
| AUM (Assets Under Management) | $ 49,617,295 |
Red Flags
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