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Jeanine Colditz Devine

CRD# 1295146·Registered 1988 - 2019
Previously Registered: Being a previously registered professional could mean that Jeanine is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Jeanine Colditz Devine, who also goes by Jeanine Elizabeth Colditz, was a registered financial advisor. Jeanine was a previously registered financial professional and started their career in finance 1988 - 2019. Jeanine had worked at 1 firm and has passed the Series 63, SIE, Series 55, Series 7, Series 53 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Jeanine Elizabeth Colditz

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Videos & Posts

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

38 years in the financial services industry

Current & Past Employments

NEWEDGE SECURITIES, LLC·CRD# 10674
BD
Pittsburgh, PA
December 9, 1988 - January 23, 2019

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Current Firm

NS
NEWEDGE SECURITIES, LLC

MID ATLANTIC CAPITAL CORPORATION | NEWEDGE SECURITIES, LLC | NEWEDGE SECURITIES, INC. | NEWEDGE SECURITIES LLC | MID ATLANTIC SECURITIES CORPORATION | MID ATLANTIC CAPITAL SECURITIES

CRD#: 10674 / SEC#: 8-27663
BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)

Contact Information

Main Address

1251 Waterfront Place Suite 510, Pittsburgh, PA 15222-6368

Mailing Address

1251 Waterfront Place Suite 510, Pittsburgh, PA 15222-6368

Phone Number

(888) 271-5273

Established

Pennsylvania since 12/14/1981

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Medium

FINRA licenses (53 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
NEWEDGE CAPITAL GROUP, LLCSHAREHOLDER—
BANCO, JOSEPH FRANKLIN JRCHIEF FINANCIAL OFFICER, TREASURER AND DIRECTOR2850198
CHAFFEE, HAROLD GERARDCHIEF COMPLIANCE OFFICER2905661
FONG, SARAH FVICE PRESIDENT2937709
JENKINS, WILLIAM HENRYMANAGING DIRECTOR - SUPERVISION3004337
JESSE, JAMES WILLIAM JR.DIRECTOR4244855
SMITH, KYLE PETERPRESIDENT AND DIRECTOR2142563
TIMMERMAN, ERIN NICOLEGENERAL COUNSEL6387118

Disclosures

Regulatory Event

9

Civil Event

2

Arbitration

3

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Aug 1990About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 55 — Limited Representative-Equity Trader Exam

Passed Apr 2000

Series 7 — General Securities Representative Examination

Passed Nov 1988About the Series 7 exam

Series 53 — Municipal Securities Principal Examination

Passed Jun 1997About the Series 53 exam

Series 24 — General Securities Principal Examination

Passed Mar 1997About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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