Scott M. Elder
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Scott Michael Elder, who also goes by Scott M Elder, was a registered financial professional .
Scott is a previously registered financial professional and started their career in finance in 1996. Scott had worked at 8 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 3, 2012 - December 11, 2012
GREINER JOSEPH ADVISORY GROUP LLC
July 29, 2008 - October 30, 2009
CORNERSTONE SELECT ADVISORS, LLC
September 16, 2004 - June 22, 2011
SAXONY CAPITAL MANAGEMENT, LLC
April 5, 2002 - April 12, 2012
SAXONY SECURITIES, INC.
October 3, 2001 - April 9, 2002
FIRST MONTAUK SECURITIES CORP.
September 29, 2001 - October 2, 2001
LASALLE ST SECURITIES, L.L.C.
May 15, 1996 - October 1, 2001
EISNER SECURITIES, INC.
May 9, 1996 - December 16, 1996
CAPITAL SECURITIES OF AMERICA, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
GREINER JOSEPH ADVISORY GROUP LLC
CRD#: 159531 / SEC#:
Contact information
Red Flags
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