Gregory F. Mazzeo
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Gregory Fortune Mazzeo was a registered financial professional .
Gregory is a previously registered financial professional and started their career in finance in 1984. Gregory had worked at 10 firms and has passed the Series 63, Series 55, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 14, 1996 - July 16, 1998
W.J. NOLAN & COMPANY, INC.
September 21, 1994 - August 12, 1996
LANDMARK INTERNATIONAL EQUITIES
August 4, 1992 - August 30, 1994
H G I
August 13, 1990 - July 22, 1992
BERKELEY SECURITIES CORPORATION
April 3, 1990 - September 28, 1990
J. GREGORY & COMPANY, INC.
March 22, 1989 - April 4, 1990
WELLSHIRE SECURITIES, INC.
October 7, 1987 - March 1, 1989
GREELEY SECURITIES, INC.
May 1, 1986 - October 27, 1987
MACPEG, ROSS, O'CONNELL & GOLDABER, INC.
July 12, 1985 - May 12, 1986
UNIVERSAL SECURITIES OF AMERICA, INC.
August 21, 1984 - July 15, 1985
CREATIVE SECURITIES CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 1/3/2000
Limited Representative-Equity Trader ExamCurrent Firm
W.J. NOLAN & COMPANY, INC.
CRD#: 16465 / SEC#: , 8-33890
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| NOLAN, WILLIAM JOHN | PRESIDENT/ TREASURER/ DIRECTOR/ SHAREHOLDER/MSRB PRINICIPAL | 730316 |
| BELMONTE, ANTHONY FRANK | SHAREHOLDER | 3250612 |
| CHIRONIS, PAUL GEORGE | SHAREHOLDER | 1057611 |
| KEENAN, IVETTE | CORPORATE SECRETARY/SHAREHOLDER/DIRECTOR | 1099345 |
| AGTUCA, ANELYN AGUILLO | FINOP | 2745961 |
| AULD, JERRY | BRANCH OFFICE MANAGER/CROP/SROP/DIRECTOR OF COMPLIANCE | 2489295 |
| BRICKNER, WARD RUSSELL | TRADING DESK PRINCIPAL/ SUPERVISOR | 1434842 |
| MAKSUDIAN, WILLIAM | SHAREHOLDER | 1465396 |
| ORLANSKY, AHARON | SUPERVISORY ANALYST | 1247171 |
Disclosures
| Regulatory Event | 8 |
| Civil Event | 1 |
| Arbitration | 2 |
Red Flags
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