Ronald L. Nalven

MODERN CAPITAL ADVISORS

Melbourne Beach, FL

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CRD#: 1294811

Professional summary

Ronald Lee Nalven, CFP®, who also goes by Ron Nalven, is a registered financial advisor currently at MODERN CAPITAL ADVISORS, LLC located in Melbourne Beach, Florida.

Ronald is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1985. Ronald has worked at 9 firms and has passed the Series 63, SIE, Series 7, Series 22, Series 6, Series 24 and Series 26 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Ron Nalven

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

DBA - SKYLANDS FINANCIAL GROUP, LLC, 701 COOKMAN AVENUE, 3RD FLOOR, ASBURY PARK, NJ 07712. 1.) WISHING STAR ENTERTAINMENT GROUP, LLC, 701 COOKMAN AVENUE, 3RD FLOOR, ASBURY PARK, NJ 07712, NON-INVESTMENT RELATED, MUSICIAN, BAND LEADER/DRUMMER, 1/2006, APPROX. 15 - 20 HRS/MO, 0 HRS/TRADING.***GROUP BENEFITS, INSURANCE. SKYLANDS FINANCIAL GROUP LLC. 10 MECHANIC STREET, SUITE 160 RED BANK, NJ 07701. GROUP BENEFITS INSURANCE. REPRESENTATIVE. 1.28.2015. N/A. N/A***MUSIC & ENTERTAINMENT. WISHING STAR ENTERTAINMENT GROUP LLC. 10 MECHANIC STREET SUITE 160, RED BANK NJ 07701. MUSIC AND ENTERTAINMENT. N/A. N/A. N/A. N/A***

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ronald Lee Nalven's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 1989

Experience

Current

January 14, 2022 - Present

MODERN CAPITAL ADVISORS, LLC

RIA

CRD#: 131117

Melbourne Beach, FL

Past

January 19, 2017 - December 31, 2021

MODERN CAPITAL ADVISORS, LLC

RIA

CRD#: 131117

Red Bank, NJ

Past

October 10, 2016 - October 30, 2025

LIBERTY PARTNERS FINANCIAL SERVICES, LLC

CRD#: 130390

Red Bank, NJ

Past

March 28, 2014 - September 7, 2016

INVESTORS CAPITAL CORP.

RIA

CRD#: 30613

Red Bank, NJ

Past

March 28, 2014 - September 7, 2016

INVESTORS CAPITAL CORP.

CRD#: 30613

Red Bank, NJ

Past

January 30, 2007 - April 3, 2014

OSAIC WEALTH, INC.

RIA

CRD#: 23131

ASBURY PARK, NJ

Past

April 12, 2001 - April 3, 2014

OSAIC WEALTH, INC.

CRD#: 23131

ASBURY PARK, NJ

Past

September 24, 1997 - April 6, 2001

SECURITIES SERVICE NETWORK, LLC

CRD#: 13318

KNOXVILLE, TN

Past

February 16, 1995 - June 4, 1997

GUARDIAN INVESTOR SERVICES LLC

CRD#: 6635

NEW YORK, NY

Past

January 31, 1995 - October 2, 1997

CADARET, GRANT & CO., INC.

CRD#: 10641

SYRACUSE, NY

Past

September 19, 1990 - January 5, 1995

GUARDIAN INVESTOR SERVICES LLC

CRD#: 6635

NEW YORK, NY

Past

September 21, 1987 - September 17, 1990

W.D.R. EQUITY RESOURCES, INC.

CRD#: 14241

Past

December 18, 1985 - October 14, 1987

MML INVESTORS SERVICES, LLC

CRD#: 10409

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

MODERN CAPITAL ADVISORS, LLC

LIBERTY PARTNERS CAPITAL MANAGEMENT, LLC | MODERN CAPITAL ADVISORS, LLC

CRD#: 131117 / SEC#: 801-72611

RIA

Registered Investment Advisory firm - (7/26/2011 Approved)

Arizona

Registered Investment Advisory firm - (2/2/2012 Terminated)

California

Registered Investment Advisory firm - (3/3/2012 Terminated)

Mississippi

Registered Investment Advisory firm - (2/2/2012 Terminated)

Nevada

Registered Investment Advisory firm - (3/16/2012 Terminated)

Ohio

Registered Investment Advisory firm - (2/2/2012 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New Jersey
(1/14/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 12/14/1990

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/11/2000

General Securities Representative Examination

General Industry/Product Exam

Series 22

Date: 4/30/1987

Direct Participation Programs Representative Examination

General Industry/Product Exam

Series 6

Date: 12/17/1985

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 24

Date: 12/21/2000

General Securities Principal Examination

Principal/Supervisory Exam

Series 26

Date: 12/5/1996

Investment Company Products/Variable Contracts Principal Examination

Current Firm

MODERN CAPITAL ADVISORS, LLC

LIBERTY PARTNERS CAPITAL MANAGEMENT, LLC | MODERN CAPITAL ADVISORS, LLC

CRD#: 131117 / SEC#: 801-72611

RIA

Registered Investment Advisory firm - (7/26/2011 Approved)

Arizona

Registered Investment Advisory firm - (2/2/2012 Terminated)

California

Registered Investment Advisory firm - (3/3/2012 Terminated)

Mississippi

Registered Investment Advisory firm - (2/2/2012 Terminated)

Nevada

Registered Investment Advisory firm - (3/16/2012 Terminated)

Ohio

Registered Investment Advisory firm - (2/2/2012 Terminated)

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Contact information

Main Address

7780 Brier Creek Parkway Suite 325, Raleigh, NC 27617

Mailing Address

Phone number

(800) 440-0442

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (37 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

MODERN CAPITAL ADVISORS ADV 2A (3/29/2024)

Regulatory assets under management

Total Number of Accounts	1,561
AUM (Assets Under Management)	$ 285,401,221

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Ronald L. Nalven

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ronald Lee Nalven's CRS (Customer Relationship Summary).

Certified licenses

Experience

MODERN CAPITAL ADVISORS, LLC

LIBERTY PARTNERS FINANCIAL SERVICES, LLC

INVESTORS CAPITAL CORP.

INVESTORS CAPITAL CORP.

OSAIC WEALTH, INC.

OSAIC WEALTH, INC.

SECURITIES SERVICE NETWORK, LLC

GUARDIAN INVESTOR SERVICES LLC

CADARET, GRANT & CO., INC.

GUARDIAN INVESTOR SERVICES LLC

W.D.R. EQUITY RESOURCES, INC.

MML INVESTORS SERVICES, LLC

Primary Firm SEC Registration

MODERN CAPITAL ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 12/14/1990

SIE

Date: 10/1/2018

Series 7

Date: 10/11/2000

Series 22

Date: 4/30/1987

Series 6

Date: 12/17/1985

Series 24

Date: 12/21/2000

Series 26

Date: 12/5/1996

Current Firm

MODERN CAPITAL ADVISORS, LLC

Contact information

SEC notice filing (37 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

MODERN CAPITAL ADVISORS, LLC

TRUST BUT VERIFY

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