Kenneth J. Disbrow
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kenneth James Disbrow, who also goes by Ken Disbrow, was a registered financial professional .
Kenneth is a previously registered financial professional and started their career in finance in 1984. Kenneth had worked at 9 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 9, 2003 - December 31, 2010
GRODSKY ASSOCIATES, INC.
June 24, 2003 - September 12, 2003
BENCHMARK SECURITIES GROUP, INC.
December 5, 2000 - June 15, 2001
JANNEY MONTGOMERY SCOTT LLC
March 8, 1999 - November 30, 2000
DRESKIN, GILLMAN & GRANET, INC.
October 4, 1991 - February 22, 1999
JOSEPHTHAL & CO., INC.
February 16, 1990 - October 18, 1991
JJC SECURITIES CO., INC.
January 2, 1990 - January 27, 1990
HANIFEN, IMHOFF SECURITIES CORP.
August 11, 1988 - January 2, 1990
MOORE & SCHLEY, CAMERON & CO.
August 21, 1984 - June 16, 1988
PHILIPS, APPEL & WALDEN, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
GRODSKY ASSOCIATES, INC.
CRD#: 29148 / SEC#: , 8-44131
Contact information
FINRA licenses (12 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| GRODSKY, SHELDON | PRESIDENT, TREASURER, SECRETARY, CHIEF EXECUTIVE OFFICER, CFO, ROP, SROP, CROP, CHIEF COMPLIANCE OFFICER, FINOP | 870498 |
Disclosures
| Regulatory Event | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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