Dennis E. Ward
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Dennis Edward Ward was a registered financial professional .
Dennis is a previously registered financial professional and started their career in finance in 1984. Dennis had worked at 9 firms and has passed the Series 63, Series 3, Series 7, Series 30 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 14, 1998 - November 15, 2002
PRO-INTEGRITY SECURITIES, INC.
July 20, 1995 - December 2, 1998
SUNPOINT SECURITIES, INC.
April 28, 1994 - June 22, 1995
STEIN, SHORE SECURITIES, INC.
July 18, 1990 - April 6, 1994
NAVIGATOR SECURITIES LIMITED
September 12, 1989 - June 15, 1990
BARING & BROWN, INC.
September 29, 1988 - July 22, 1989
TEXAS SECURITIES, INC.
January 20, 1988 - May 3, 1990
WESTERN EQUITY GROUP, INC.
October 30, 1986 - October 5, 1987
APS FINANCIAL CORPORATION
August 22, 1984 - June 4, 1987
INTEGRATED RESOURCES EQUITY CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
PRO-INTEGRITY SECURITIES, INC.
CRD#: 44707 / SEC#: , 8-50784
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
