Leonard C. Kahn
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Leonard Casey Kahn was a registered financial professional .
Leonard is a previously registered financial professional and started their career in finance in 1984. Leonard had worked at 5 firms and has passed the Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 29, 1996 - December 31, 2000
TDI, INCORPORATED
July 27, 1987 - September 12, 1989
SANWA SECURITIES (USA) CO., L.P.
February 3, 1987 - May 3, 1989
SANWA UNIVERSAL SECURITIES CO., LLC
November 27, 1985 - October 21, 1986
QUADREX SECURITIES CORPORATION
October 19, 1984 - April 8, 1985
FIRST MONEY MANAGERS FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
TDI, INCORPORATED
CRD#: 30629 / SEC#: , 8-45046
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MANNING, JERRY WAYNE | CEO AND FINANCIAL PRINCIPAL | 848596 |
Disclosures
| Regulatory Event | 7 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
