Christopher J. Taylor
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Christopher John Taylor was a registered financial professional .
Christopher is a previously registered financial professional and started their career in finance in 1985. Christopher had worked at 12 firms and has passed the Series 66, Series 63, Series 55, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 3, 2010 - July 11, 2013
COMHAR CAPITAL MARKETS, LLC
March 11, 2008 - April 6, 2009
W.A. CAPITAL MARKETS
November 15, 2006 - March 13, 2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
July 13, 2006 - March 13, 2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
September 12, 2005 - October 10, 2006
CANNONDALE SECURITIES, LLC
December 4, 2003 - March 11, 2004
CANNONDALE SECURITIES, LLC
January 13, 2003 - June 24, 2003
TEJAS SECURITIES GROUP, INC.
June 21, 2001 - July 2, 2002
DEUTSCHE IXE, LLC
April 25, 2000 - April 20, 2001
GOLDMAN SACHS EXECUTION & CLEARING, L.P.
August 17, 1999 - April 11, 2000
ABN AMRO INCORPORATED
February 23, 1999 - September 21, 1999
APEX CLEARING CORPORATION
January 27, 1998 - February 18, 1999
KNIGHT CAPITAL AMERICAS, L.P.
February 21, 1991 - January 27, 1998
DEUTSCHE IXE, LLC
May 24, 1988 - December 8, 1990
GOLDMAN SACHS EXECUTION & CLEARING, L.P.
November 19, 1987 - May 24, 1988
TROSTER SINGER CORPORATION
March 20, 1987 - December 9, 1987
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
October 30, 1985 - February 13, 1987
SWERGOLD, CHEFITZ & INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 11/15/1999
Limited Representative-Equity Trader ExamCurrent Firm
COMHAR CAPITAL MARKETS, LLC
CRD#: 47955 / SEC#: , 8-51969
Contact information
Documents
Disclosures
| Regulatory Event | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
