Edward A. Lascala
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Edward Anthony Lascala, who also goes by Ed Lascala, Edward Lascala, Edward Anthony Lascala, Edward Lascala, was a registered financial professional .
Edward is a previously registered financial professional and started their career in finance in 1984. Edward had worked at 16 firms and has passed the Series 63, SIE, Series 3, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 1, 2019 - April 15, 2020
STONEX FINANCIAL INC.
April 9, 2019 - May 1, 2019
INTL FCSTONE CREDIT TRADING LLC
October 4, 2017 - January 9, 2019
FIRST EMPIRE SECURITIES, INC.
September 1, 2015 - August 22, 2017
INSPEREX LLC
August 1, 2014 - August 24, 2015
OPPENHEIMER & CO. INC.
July 11, 2013 - July 28, 2014
STERNE, AGEE & LEACH, INC.
April 17, 2008 - July 17, 2013
CITIGROUP GLOBAL MARKETS INC.
January 11, 2007 - May 17, 2007
CANTOR FITZGERALD & CO.
October 24, 2005 - December 14, 2006
CETERA FINANCIAL SPECIALISTS LLC
February 19, 2004 - October 24, 2005
C. J. M. PLANNING CORP.
December 11, 2000 - February 26, 2002
HSBC SECURITIES (USA) INC.
March 26, 1998 - October 6, 2000
COWEN AND COMPANY
April 11, 1994 - February 13, 1998
PERSHING LLC
April 23, 1990 - April 8, 1994
CREDIT SUISSE SECURITIES (USA) LLC
July 28, 1989 - April 19, 1990
DB ALEX. BROWN LLC
September 24, 1984 - August 3, 1989
SALOMON BROTHERS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
STONEX FINANCIAL INC.
CRD#: 45993 / SEC#: , 8-51269
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| STONEX GROUP INC. | OWNER | |
| BOLTE, DAVID ALBERT | SECRETARY | 2711410 |
| DAVISON, STUART ANDREW | DIRECTOR; CHIEF OPERATING OFFICER | 7824576 |
| DICIOLLO, ANTHONY JOSEPH | PRESIDENT/DIRECTOR | 4976402 |
| DUNAWAY, WILLIAM JOHN | DIRECTOR, CHIEF FINANCIAL OFFICER | 6505923 |
| LYON, CHARLES MARTIN | DIRECTOR, CHAIRMAN OF THE BOARD, CHIEF EXECUTIVE OFFICER | 4000852 |
| MAURER, MARK L | DIRECTOR, CHIEF RISK OFFICER | 4234406 |
| PORZIO, JOSEPH JOHN | FINOP, PRINCIPAL FINANCIAL OFFICER, PRINCIPAL OPERATIONS OFFICER | 1319702 |
| SMITH, PHILIP ANDREW | DIRECTOR | 4999097 |
| SZEKELY, GIGI KLARA | CHIEF COMPLIANCE OFFICER - BD DIVISION | 2530826 |
Disclosures
| Regulatory Event | 75 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
