Robert E. Ligowski
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Edmund Ligowski, who also goes by Robert Edmond Ligowski, was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1985. Robert had worked at 7 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 17, 2001 - September 30, 2002
FIRST MONTAUK SECURITIES CORP.
October 13, 1998 - July 10, 2001
HORNBLOWER & WEEKS, INC.
June 27, 1997 - September 18, 1998
THINKEQUITY LLC
February 14, 1995 - June 26, 1997
GKN SECURITIES CORP.
June 15, 1992 - November 1, 1994
WESTFIELD FINANCIAL CORPORATION
November 24, 1987 - March 31, 1992
PARAGON CAPITAL MARKETS, INC.
August 20, 1985 - November 19, 1987
D. H. BLAIR & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FIRST MONTAUK SECURITIES CORP.
CRD#: 13755 / SEC#: , 8-29748
Contact information
Documents
Disclosures
| Regulatory Event | 25 |
| Arbitration | 28 |
| Bond | 5 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
