John J. Flynn
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John James Flynn JR, who also goes by John James Flynn, was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1984. John had worked at 6 firms and has passed the Series 63, Series 7, Series 22, Series 24 and Series 39 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 11, 1988 - February 1, 1989
KOBER FINANCIAL CORP.
November 6, 1987 - June 24, 1988
MARSHALL DAVIS, INC.
June 8, 1987 - October 28, 1987
BRADSTREET CAPITAL, INC.
November 18, 1986 - May 2, 1987
F.D. ROBERTS SECURITIES, INC.
October 15, 1985 - November 25, 1986
EMERSON SECURITIES CORP.
November 27, 1984 - March 22, 1985
HARMON AMERICAN SECURITIES COMPANY, L.P.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
KOBER FINANCIAL CORP.
CRD#: 17551 / SEC#: , 8-35274
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
