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JF

John James Flynn Jr

CRD# 1294032·Registered 1984 - 1989
Previously Registered: Being a previously registered professional could mean that John is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

John James Flynn JR, who also goes by John James Flynn, was a registered financial advisor. John was a previously registered financial professional and started their career in finance 1984 - 1989. John had worked at 6 firms and has passed the Series 63, Series 7, Series 22, Series 24 and Series 39 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

John James Flynn

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

42 years in the financial services industry

Current & Past Employments

KOBER FINANCIAL CORP.·CRD# 17551
BD
Englewood, CO
July 11, 1988 - February 1, 1989
MARSHALL DAVIS, INC.·CRD# 16278
BD
November 6, 1987 - June 24, 1988
BRADSTREET CAPITAL, INC.·CRD# 14738
BD
June 8, 1987 - October 28, 1987
F.D. ROBERTS SECURITIES, INC.·CRD# 693
BD
November 18, 1986 - May 2, 1987
EMERSON SECURITIES CORP.·CRD# 16514
BD
October 15, 1985 - November 25, 1986
HARMON AMERICAN SECURITIES COMPANY, L.P.·CRD# 13837
BD
November 27, 1984 - March 22, 1985

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Current Firm

KF
KOBER FINANCIAL CORP.

KOBER FINANCIAL CORP | KOBER FINANCIAL CORP.

CRD#: 17551 / SEC#: 8-35274
BD
Cancelled by SEC on 05/17/1995

Contact Information

Established

Colorado since 09/13/1985

Firm Type

Corporation

Fiscal Year End

February

Documents

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Aug 1984About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Oct 1986About the Series 7 exam

Series 22 — Direct Participation Programs Representative Examination

Passed Nov 1984About the Series 22 exam

Series 24 — General Securities Principal Examination

Passed Jan 1988About the Series 24 exam

Series 39 — Direct Participation Programs Principal Examination

Passed Oct 1984About the Series 39 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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JF
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