John H. Ashley
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Harold Ashley was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1984. John had worked at 7 firms and has passed the Series 63, Series 3 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 31, 1990 - February 15, 1990
HORIZONS INTERNATIONAL CORPORATION
October 3, 1989 - February 15, 1990
KOBER FINANCIAL CORP.
July 7, 1988 - February 1, 1990
G. K. SCOTT & CO., INC.
October 13, 1987 - July 5, 1988
BRENNAN ROSS SECURITIES, INC.
April 2, 1986 - October 22, 1987
THE STUART-JAMES COMPANY, INCORPORATED
December 18, 1985 - April 2, 1986
BLINDER, ROBINSON & CO., INC.
January 28, 1985 - December 13, 1985
THE STUART-JAMES COMPANY, INCORPORATED
September 13, 1984 - January 28, 1985
CENTRE/FOUR SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
HORIZONS INTERNATIONAL CORPORATION
CRD#: 20530 / SEC#: , 8-38448
Contact information
Documents
Red Flags
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