William H. Ziehl Jr.

NORTHWEST ASSET MANAGEMENT

Redmond, WA

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CRD#: 1293699

Professional summary

William H Ziehl Jr., who also goes by Bill Ziehl, William Henry Ziehl Jr, is a registered financial advisor currently at NORTHWEST ASSET MANAGEMENT located in Redmond, Washington.

William is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1984. William has worked at 8 firms and has passed the Series 65, Series 63, Series 3 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Bill Ziehl | William Henry Ziehl Jr

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) ZVENTURES LLC, 11017 NE 37TH COURT, BELLEVUE WA 98004, NON-INVESTMENT RELATED, PROPRIETOR, 100% 1 REAL ESTATE PROPERTY PURCHASED FOR PERSONAL GAIN, 6/2005, 5HRS PER MONTH- NON TRADING HOURS, INCOME PROPERTY

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view William H Ziehl Jr.'s CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 16, 2010 - Present

NORTHWEST ASSET MANAGEMENT

RIA

CRD#: 147923

Redmond, WA

Past

August 25, 2010 - January 2, 2013

PURSHE KAPLAN STERLING INVESTMENTS

CRD#: 35747

MERCER ISLAND, WA

Past

February 18, 2005 - June 3, 2009

UBS FINANCIAL SERVICES INC.

RIA

CRD#: 8174

BELLEVUE, WA

Past

February 18, 2005 - June 3, 2009

UBS FINANCIAL SERVICES INC.

CRD#: 8174

BELLEVUE, WA

Past

March 2, 1998 - March 4, 2005

RBC CAPITAL MARKETS, LLC

CRD#: 31194

NEW YORK, NY

Past

November 25, 1996 - March 4, 2005

RBC CAPITAL MARKETS, LLC

RIA

CRD#: 31194

SEATTLE, WA

Past

October 1, 1996 - March 2, 1998

DAIN RAUSCHER INCORPORATED

CRD#: 7600

Past

April 9, 1990 - September 10, 1996

PRUDENTIAL EQUITY GROUP, LLC

CRD#: 7471

NEW YORK, NY

Past

February 18, 1988 - March 20, 1990

MORGAN STANLEY DW INC.

CRD#: 7556

PURCHASE, NY

Past

November 5, 1984 - May 5, 1988

E. F. HUTTON & COMPANY INC

CRD#: 235

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

NORTHWEST ASSET MANAGEMENT

CRD#: 147923 / SEC#: 801-69483

RIA

Registered Investment Advisory firm - (8/20/2008 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(11/15/2011)

IAR

Oregon
(2/1/2023)

IAR

Washington
(3/16/2010)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 10/22/1992

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 1/29/1985

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 3

Date: 2/12/2007

National Commodity Futures Examination

General Industry/Product Exam

Series 7

Date: 9/15/1984

General Securities Representative Examination

Current Firm

NORTHWEST ASSET MANAGEMENT

CRD#: 147923 / SEC#: 801-69483

RIA

Registered Investment Advisory firm - (8/20/2008 Approved)

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Contact information

Main Address

2835 82nd Avenue Se Ste 100, Mercer Island, WA 98040

Mailing Address

Phone number

(206) 838-3680

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (40 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A FIRM BROCHURE (147923) (3/31/2025)

ADV PART 2 NWASSET WRAP (147923) (3/31/2025)

Regulatory assets under management

Total Number of Accounts	8,844
AUM (Assets Under Management)	$ 3,608,262,509

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

William H. Ziehl Jr.

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view William H Ziehl Jr.'s CRS (Customer Relationship Summary).

Certified licenses

Experience

PURSHE KAPLAN STERLING INVESTMENTS

UBS FINANCIAL SERVICES INC.

UBS FINANCIAL SERVICES INC.

RBC CAPITAL MARKETS, LLC

RBC CAPITAL MARKETS, LLC

DAIN RAUSCHER INCORPORATED

PRUDENTIAL EQUITY GROUP, LLC

MORGAN STANLEY DW INC.

E. F. HUTTON & COMPANY INC

Primary Firm SEC Registration

NORTHWEST ASSET MANAGEMENT

State Registrations and Notice Filings

Exams

Series 65

Date: 10/22/1992

Series 63

Date: 1/29/1985

Series 3

Date: 2/12/2007

Series 7

Date: 9/15/1984

Current Firm

NORTHWEST ASSET MANAGEMENT

Contact information

SEC notice filing (40 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

NORTHWEST ASSET MANAGEMENT

TRUST BUT VERIFY

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