Connie K. Wright
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Connie Kruger Wright, who also goes by Connie M Kruger, Connie Kruger, Constance Marie Kruger, Connie Krugerowens, Constance Marie Spence, Connie Wright, Constance Wright, was a registered financial professional .
Connie is a previously registered financial professional and started their career in finance in 1984. Connie had worked at 6 firms and has passed the Series 65, Series 63, Series 31, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 13, 2011 - January 6, 2014
FIDELITY BROKERAGE SERVICES LLC
July 28, 2004 - January 14, 2009
ALLSTATE FINANCIAL SERVICES, LLC
October 28, 2002 - July 14, 2004
MORGAN STANLEY DW INC.
March 7, 2001 - July 14, 2004
MORGAN STANLEY DW INC.
August 21, 1989 - January 26, 2001
FIDELITY BROKERAGE SERVICES LLC
April 29, 1987 - July 28, 1987
REYNOLDS KENDRICK STRATTON, INC.
October 8, 1985 - June 27, 1989
PRUCO SECURITIES, LLC.
August 31, 1984 - October 19, 1984
FORESTERS FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FIDELITY BROKERAGE SERVICES LLC
CRD#: 7784 / SEC#: , 8-23292
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FIDELITY GLOBAL BROKERAGE GROUP, INC. | MEMBER | |
| BRANDNER, CLINT RYAN | CHIEF OPERATIONS OFFICER | 7209362 |
| CENATIEMPO, PHILIP J | HEAD OF STRATEGY, PLANNING & ADVICE | 4809405 |
| DYER, JANET MARIE | CO - CHIEF COMPLIANCE OFFICER | 3186352 |
| MAHNA, ROHIT | HEAD OF CLIENT GROWTH | 4078386 |
| MASCIALINO, ROBERT RAYMOND | PRESIDENT/CEO/DIRECTOR | 2078086 |
| MCLAUGHLIN, KEVIN MICHAEL | CHIEF FINANCIAL OFFICER | 5392417 |
| MERKEN, GAIL RACHEL | CHIEF COMPLIANCE OFFICER | 5546717 |
| PETERSON, PAUL DAVID | HEAD OF INVESTMENT ADVISOR GROUP | 2387115 |
| STURDY, CHARLES HANCOCK | SECRETARY AND GENERAL COUNSEL |
Disclosures
| Regulatory Event | 23 |
| Arbitration | 124 |
Red Flags
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