Dixon L. Gardner

MT. TIMP CAPITAL

Winnetka, CA

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CRD#: 1293639

Professional summary

Dixon Leon Gardner is a registered financial advisor currently at MT. TIMP CAPITAL located in Winnetka, California.

Dixon is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1984. Dixon has worked at 2 firms and has passed the Series 65, Series 63 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Name of other business: Madison Law, a Professional corporation (referred to hereafter as "Madison Law, APC"). Madison Law, APC is a full service law firm that does not engaged in investment-related business. The address of Madison Law, APC is 17702 Mitchell North, Irvine, CA 92614. I am a senior attorney at Madison Law, APC. I started working for Madison Law, APC in October of 2014. I work between 160 and 200 hours per month at Madison Law, APC. My work day begins at 9:00 am and ends around 7:00 pm from Monday to Friday, which work hours occur during securities trading hours. I work on preparing pleadings and conducting discovery and litigating civil cases in Superior Courts in California and federal District Courts in California. I work on representing debtors and creditors in bankruptcy cases in federal bankruptcy courts in California. I plan and draft transaction documents for business transactions, such as buying and selling businesses; lending money to businesses on a secured and unsecured basis, and work on private securities placements done under Regulation D.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Dixon Leon Gardner's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 21, 2023 - Present

MT. TIMP CAPITAL

RIA

CRD#: 324028

Winnetka, CA

Past

August 23, 1984 - October 2, 1985

FORESTERS FINANCIAL SERVICES, INC.

CRD#: 305

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(2/21/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 9/26/2022

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 8/21/1984

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 6

Date: 8/22/1984

Investment Company Products/Variable Contracts Representative Examination

Current Firm

MT. TIMP CAPITAL

DIXON LEON GARDNER | MT. TIMP CAPITAL | GARDNER, DIXON, LEON | DIXON LEON GARDNER DBA MT. TIMP CAPITAL

CRD#: 324028 / SEC#:

California

Registered Investment Advisory firm - (2/21/2023 Approved)

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Contact information

Main Address

Winnetka, CA

Mailing Address

Phone number

(818) 307-1738

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Dixon L. Gardner

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Dixon Leon Gardner's CRS (Customer Relationship Summary).

Certified licenses

Experience

MT. TIMP CAPITAL

FORESTERS FINANCIAL SERVICES, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 9/26/2022

Series 63

Date: 8/21/1984

Series 6

Date: 8/22/1984

Current Firm

MT. TIMP CAPITAL

Contact information

Documents

Red Flags

Company Information

MT. TIMP CAPITAL

TRUST BUT VERIFY

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