Margery B. Fischbein

CASSEL SALPETER & CO.

Miami, FL 33131

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CRD#: 1293566

Professional summary

Margery Beth Fischbein, who also goes by Margery B Fischbein, is a registered financial professional currently at CASSEL SALPETER & CO., LLC located in Miami, Florida.

Margery is registered as a RR (Registered Representative) and started their career in finance in 1984. Margery has worked at 11 firms and has passed the Series 63, Series 79TO, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Margery B Fischbein

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Margery Beth Fischbein's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 7, 2020 - Present

CASSEL SALPETER & CO., LLC

Office #1: 801 Brickell Avenue Suite 1900, Miami, FL 33131Office #2: 801 Brickell Avenue Suite 1900, Miami, FL 33131

CRD#: 153522

Miami, FL

Past

July 6, 2017 - July 1, 2019

SEAPORT GLOBAL SECURITIES LLC

CRD#: 116270

NEW YORK, NY

Past

September 2, 2014 - June 22, 2017

B. RILEY SECURITIES, INC.

CRD#: 25027

NEW YORK, NY

Past

March 7, 2011 - September 2, 2014

CITIZENS JMP SECURITIES, LLC

CRD#: 22208

NEW YORK, NY

Past

March 17, 2010 - March 7, 2011

LIBERTY TREE ADVISORS, LLC

CRD#: 143679

ACTON, MA

Past

April 15, 2008 - March 24, 2009

PARAMOUNT BIOCAPITAL, INC.

CRD#: 29795

NEW YORK, NY

Past

May 23, 2002 - May 23, 2003

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

NEW YORK, NY

Past

October 8, 1998 - May 16, 2000

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

NEW YORK, NY

Past

July 5, 1996 - October 8, 1998

CITICORP SECURITIES, INC.

CRD#: 7474

NEW YORK, NY

Past

June 2, 1995 - June 14, 1996

CHASE INVESTMENT SERVICES CORP.

CRD#: 25574

CHICAGO, IL

Past

August 28, 1992 - July 22, 1993

LEHMAN BROTHERS INC.

CRD#: 7506

NEW YORK, NY

Past

December 18, 1984 - May 14, 1985

E. F. HUTTON & COMPANY INC

CRD#: 235

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(1/7/2024)

Florida
(1/7/2020)

Massachusetts
(6/28/2022)

New York
(1/7/2020)

Exams

State Security Law Exam

Series 63

Date: 10/8/2008

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 79TO

Date: 1/2/2023

Investment Banking Registered Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 4/14/2008

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 10/8/2014

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

CASSEL SALPETER & CO., LLC

CASSEL SALPETER & CO., LLC | J. CASSEL & COMPANY, L.L.C.

CRD#: 153522 / SEC#: , 8-68547

Broker-Dealer Firm Regulated by FINRA (Florida district office)

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Contact information

Main Address

801 Brickell Avenue Suite 1900, Miami, FL 33131

Mailing Address

801 Brickell Avenue Suite 1900, Miami, FL 33131

Phone number

(305) 438-7700

Established

Florida since 03/04/2010

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (5 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
TELLURIDE TOO, L.L.C.	MEMBER
CASSEL, JAMES SCOTT	CHAIRMAN	2728677
SALPETER, LAURA RACHELLE	CCO	5947370
SALPETER, SCOTT ERIC	PRESIDENT/CFO/FINOP	2823675

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Margery B. Fischbein

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Margery Beth Fischbein's CRS (Customer Relationship Summary).

Certified licenses

Experience

SEAPORT GLOBAL SECURITIES LLC

B. RILEY SECURITIES, INC.

CITIZENS JMP SECURITIES, LLC

LIBERTY TREE ADVISORS, LLC

PARAMOUNT BIOCAPITAL, INC.

CITIGROUP GLOBAL MARKETS INC.

CITIGROUP GLOBAL MARKETS INC.

CITICORP SECURITIES, INC.

CHASE INVESTMENT SERVICES CORP.

LEHMAN BROTHERS INC.

E. F. HUTTON & COMPANY INC

State Registrations and Notice Filings

Exams

Series 63

Date: 10/8/2008

Series 79TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 7

Date: 4/14/2008

Series 24

Date: 10/8/2014

FINRA

Current Firm

CASSEL SALPETER & CO., LLC

Contact information

FINRA licenses (5 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

CASSEL SALPETER & CO., LLC

TRUST BUT VERIFY

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