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MF

Margery B. Fischbein

CASSEL SALPETER & CO.
MIAMI, FL 33133
Some features on this profile are disabled
CRD#: 1293566
MF

Professional summary

Margery Beth Fischbein, who also goes by Margery B Fischbein, is a registered financial professional currently at CASSEL SALPETER & CO., LLC located in Miami, Florida.

Margery is registered as a RR (Registered Representative) and started their career in finance in 1984. Margery has worked at 11 firms and has passed the Series 63, Series 79TO, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

Margery B Fischbein

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Margery Beth Fischbein's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

January 7, 2020 - Present

CASSEL SALPETER & CO., LLC

Office #1: 3250 Mary Street Suite 410, Miami, FL 33133Office #2: 3250 Mary Street Suite 410, Miami, FL 33133
BD
CRD#: 153522
MIAMI, FL
Past

July 6, 2017 - July 1, 2019

SEAPORT GLOBAL SECURITIES LLC

BD
CRD#: 116270
NEW YORK, NY
Past

September 2, 2014 - June 22, 2017

B. RILEY SECURITIES, INC.

BD
CRD#: 25027
NEW YORK, NY
Past

March 7, 2011 - September 2, 2014

CITIZENS JMP SECURITIES, LLC

BD
CRD#: 22208
NEW YORK, NY
Past

March 17, 2010 - March 7, 2011

LIBERTY TREE ADVISORS, LLC

BD
CRD#: 143679
ACTON, MA
Past

April 15, 2008 - March 24, 2009

PARAMOUNT BIOCAPITAL, INC.

BD
CRD#: 29795
NEW YORK, NY
Past

May 23, 2002 - May 23, 2003

CITIGROUP GLOBAL MARKETS INC.

BD
CRD#: 7059
NEW YORK, NY
Past

October 8, 1998 - May 16, 2000

CITIGROUP GLOBAL MARKETS INC.

BD
CRD#: 7059
NEW YORK, NY
Past

July 5, 1996 - October 8, 1998

CITICORP SECURITIES, INC.

BD
CRD#: 7474
NEW YORK, NY
Past

June 2, 1995 - June 14, 1996

CHASE INVESTMENT SERVICES CORP.

BD
CRD#: 25574
CHICAGO, IL
Past

August 28, 1992 - July 22, 1993

LEHMAN BROTHERS INC.

BD
CRD#: 7506
NEW YORK, NY
Past

December 18, 1984 - May 14, 1985

E. F. HUTTON & COMPANY INC

BD
CRD#: 235

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(1/7/2024)
RR
Florida
(1/7/2020)
RR
Massachusetts
(6/28/2022)
RR
New York
(1/7/2020)

Exams

State Security Law Exam
RR
Series 63
Date: 10/8/2008
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 4/14/2008
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 10/8/2014
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

CS
CASSEL SALPETER & CO., LLC
CASSEL SALPETER & CO., LLC | J. CASSEL & COMPANY, L.L.C.

CRD#: 153522 / SEC#: , 8-68547

BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
PREMIUM
Stay ahead of every change that matters. Proactive intelligence on your advisors, before issues escalate.
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Catch Firm Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
3250 Mary Street Suite 410, Miami, FL 33133
Mailing Address
3250 Mary Street Suite 410, Miami, FL 33133
Phone number
(305) 438-7700
Established
Florida since 03/04/2010
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (5 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
TELLURIDE TOO, L.L.C.MEMBER
CASSEL, JAMES SCOTTCHAIRMAN2728677
SALPETER, LAURA RACHELLECCO5947370
SALPETER, SCOTT ERICPRESIDENT/CFO/FINOP2823675

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

CASSEL SALPETER & CO., LLC

CRD#: 153522Miami, FL 33133

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