Joseph J. Semion

FORTUNE FINANCIAL SERVICES

Scranton, PA 18504

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CRD#: 1293462

Professional summary

Joseph John Semion is a registered financial professional currently at FORTUNE FINANCIAL SERVICES, INC. located in Scranton, Pennsylvania.

Joseph is registered as a RR (Registered Representative) and started their career in finance in 1984. Joseph has worked at 5 firms and has passed the Series 63, SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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CRS (Client Relationship Summary) - BD

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CRS (Customer Relationship Summary)

Certified licenses

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None

Experience

Current

January 6, 2006 - Present

FORTUNE FINANCIAL SERVICES, INC.

Office #1: 558 South Keyser Avenue, Scranton, PA 18504

CRD#: 42150

Scranton, PA

Past

May 6, 2004 - December 31, 2005

OSAIC FS, INC.

CRD#: 3870

FORT WAYNE, IN

Past

February 20, 2002 - June 6, 2003

OSAIC FS, INC.

CRD#: 3870

FORT WAYNE, IN

Past

June 15, 1992 - February 1, 2002

PRUCO SECURITIES, LLC.

CRD#: 5685

NEWARK, NJ

Past

February 17, 1987 - June 1, 1992

BRYN MAWR SECURITIES INC.

CRD#: 17953

KING OF PRUSSIA, PA

Past

September 7, 1984 - February 25, 1987

TOWER SQUARE SECURITIES, INC.

CRD#: 833

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Pennsylvania
(1/6/2006)

Exams

State Security Law Exam

Series 63

Date: 9/6/1984

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 9/6/1984

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

FORTUNE FINANCIAL SERVICES, INC.

CRD#: 42150 / SEC#: , 8-49727

Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)

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Contact information

Main Address

3582 Brodhead Road Suite 202, Monaca, PA 15061

Mailing Address

P.o. Box 238, Monaca, PA 15061

Phone number

(724) 846-2488

Established

Pennsylvania since 10/21/1996

Firm type

Corporation

Fiscal year end

December

Firm Size

Medium

# of Employees

FINRA licenses (52 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
DANIELS, BLAKE WILLIAM	CHAIRMAN OF THE BOARD; SECRETARY;TREASURER;CFO	1285106
DANIELS, BRIAN LEE	OWNER	1213561
BENTLEY, GREGORY JOHN	PRESIDENT, CHIEF EXECUTIVE OFFICER	705379
PINTARIC, WILLIAM RICHARD JR	CHIEF COMPLIANCE OFFICER
WHITENACK, MITCH LEE	CHIEF OPERATIONS OFFICER, FINOP, PFO, POO	4794021

Disclosures

Regulatory Event

Red Flags

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Joseph J. Semion

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Joseph John Semion's CRS (Customer Relationship Summary).

Certified licenses

Experience

OSAIC FS, INC.

OSAIC FS, INC.

PRUCO SECURITIES, LLC.

BRYN MAWR SECURITIES INC.

TOWER SQUARE SECURITIES, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 9/6/1984

SIE

Date: 10/1/2018

Series 6

Date: 9/6/1984

FINRA

Current Firm

FORTUNE FINANCIAL SERVICES, INC.

Contact information

FINRA licenses (52 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

FORTUNE FINANCIAL SERVICES, INC.

TRUST BUT VERIFY

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