Richard R. Zurek
Professional summary
Richard Ralph Zurek, who also goes by Rich Zurek, Richard R Zurek, is a registered financial professional currently at FARMERS FINANCIAL SOLUTIONS, LLC located in Scottsdale, Arizona.
Richard is registered as a RR (Registered Representative) and started their career in finance in 1984. Richard has worked at 5 firms and has passed the Series 63, SIE, Series 7 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Richard Ralph Zurek's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 10, 2007 - Present
FARMERS FINANCIAL SOLUTIONS, LLC
Office #1: 8687 E Via De Ventura Ste 213, Scottsdale, AZ 85258January 19, 2001 - October 8, 2007
FARMERS FINANCIAL SOLUTIONS, LLC
December 8, 1994 - March 21, 2000
BEREAN CAPITAL INCORPORATED
August 17, 1987 - November 23, 1992
ROBERT W. BAIRD & CO. INCORPORATED
February 7, 1985 - August 26, 1987
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
September 11, 1984 - January 23, 1985
PRUDENTIAL EQUITY GROUP, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/10/2007)
(3/4/2008)
(9/8/2014)
(6/11/2017)
Exams
FINRA
Current Firm
FARMERS FINANCIAL SOLUTIONS, LLC
CRD#: 103863 / SEC#: 801-108217, 8-52361
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FFS HOLDING, LLC | MANAGING MEMBER | |
| BORKIN, JOSHUA ALAN | CHIEF FINANCIAL OFFICER | 6536355 |
| DAHM, CHRISTINE | BOARD MEMBER | 8191792 |
| DO, CHAU | SECRETARY | 7865522 |
| HANSON, GUY MEADE | BOARD MEMBER | 7165729 |
| HOHL, DOREN EUGENE | BAORD MEMBER | 1953425 |
| ROBINSON, TARETHA ANN | CHIEF COMPLIANCE OFFICER | 4539081 |
| ROBINSON, TARETHA ANN | DIRECTOR OF OPERATIONS | 4539081 |
| SCHEAR, ZACHARY | PRESIDENT | 5958762 |
| SCOTT, JANICE GALE | BOARD MEMBER | 7909854 |
| WILLOUGHBY, DENITA ANNETTE | BOARD MEMBER | 2368099 |
Disclosures
| Regulatory Event | 5 |
Red Flags
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