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Cynthia Mary Solar

CRD# 1293386·Registered 1984 - 2012
Previously Registered: Being a previously registered professional could mean that Cynthia is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Cynthia Mary Solar was a registered financial advisor. Cynthia was a previously registered financial professional and started their career in finance 1984 - 2012. Cynthia had worked at 8 firms and has passed the Series 65, Series 63 and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Videos & Posts

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

42 years in the financial services industry

Current & Past Employments

FORESIDE DISTRIBUTION SOLUTIONS, LLC·CRD# 118787
BD
Portland, ME
October 29, 2009 - March 7, 2012
NATCITY INVESTMENTS, INC.·CRD# 17490
BD
Cleveland, OH
September 26, 2003 - October 2, 2009
KEYBANC CAPITAL MARKETS INC.·CRD# 566
BD
Cleveland, OH
May 14, 1999 - August 14, 2003
KEY INVESTMENTS INC.·CRD# 15873
BD
Cleveland, OH
December 4, 1998 - May 14, 1999
J.C. BRADFORD & CO.·CRD# 1287
BD
New York, NY
October 23, 1996 - June 5, 1998
CITIGROUP GLOBAL MARKETS INC.·CRD# 7059
BD
New York, NY
May 4, 1994 - October 4, 1996
WELLS FARGO CLEARING SERVICES, LLC·CRD# 19616
BD
St. Louis, MO
September 4, 1990 - March 23, 1993
PRESCOTT, BALL & TURBEN, INC.·CRD# 7656
BD
September 20, 1984 - September 4, 1990

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Current Firm

FD
FORESIDE DISTRIBUTION SOLUTIONS, LLC

FORESIDE DISTRIBUTION SOLUTIONS, LLC | PROFESSIONAL FUNDS DISTRIBUTOR, LLC | PNC FUNDS DISTRIBUTOR, LLC

CRD#: 118787 / SEC#: 8-53686
BD
Terminated by SEC on 08/03/2020

Contact Information

Established

Delaware since 11/16/2001

Firm Type

Limited Liability Company

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
FORESIDE DISTRIBUTORS, LLCOWNER—
BERTHY, RICHARD JOHN MR.PRESIDENT/MANAGER/DIRECTOR/TREASURER1341368
DIVALERIO, JENNIFER KAYVICE PRESIDENT3236826
FAIRBANKS, MARK ALANVICE PRESIDENT1847318
HOOPES, JENNIFER ELLENSECRETARY5462575
MOSCARITOLO, SUSAN KALLAICHIEF COMPLIANCE OFFICER/VICE PRESIDENT2618909
SOMMERS, WESTONFINANCIAL AND OPERATIONS PRINCIPAL5290145

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed May 1999About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Feb 1999About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Sep 1984About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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