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Anastasio John Carayannis

CRD# 1293363·Registered 1984 - 2003
Previously Registered: Being a previously registered professional could mean that Anastasio is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Anastasio John Carayannis, who also goes by Anastasio John Carayanis, Tasso Carayanis, Anastasio Carayannis, Taso Carayannis, Tasso Carayannis, was a registered financial advisor. Anastasio was a previously registered financial professional and started their career in finance 1984 - 2003. Anastasio had worked at 9 firms and has passed the Series 63, Series 7 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Anastasio John Carayanis, Tasso Carayanis, Anastasio Carayannis, Taso Carayannis, Tasso Carayannis

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

42 years in the financial services industry

Current & Past Employments

PARK CAPITAL SECURITIES, LLC·CRD# 104206
BD
New York, NY
November 21, 2002 - May 16, 2003
HARRISON SECURITIES, INC.·CRD# 14103
BD
Port Washington, NY
September 18, 2002 - November 22, 2002
GLOBESHARE, INC.·CRD# 47746
BD
New York, NY
February 8, 2000 - September 28, 2000
LAIDLAW GLOBAL SECURITIES, INC.·CRD# 19018
BD
New York, NY
November 12, 1996 - September 28, 2000
ADVANTAGE FINANCIAL PRIVATE & CORPORATE LLC·CRD# 31974
BD
New York, NY
October 18, 1996 - November 14, 1996
PRUDENTIAL EQUITY GROUP, LLC·CRD# 7471
BD
New York, NY
January 10, 1995 - October 18, 1996
CIBC WORLD MARKETS CORP.·CRD# 630
BD
New York, NY
December 15, 1989 - December 21, 1994
CITIGROUP GLOBAL MARKETS INC.·CRD# 7059
BD
New York, NY
September 29, 1988 - December 22, 1989
DREXEL BURNHAM LAMBERT INCORPORATED·CRD# 7323
BD
August 21, 1984 - November 2, 1988

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Current Firm

PC
PARK CAPITAL SECURITIES, LLC

PARK CAPITAL SECURITIES, LLC

CRD#: 104206 / SEC#: 8-52653
BD
Terminated by SEC on 03/15/2004

Contact Information

Established

Delaware since 05/17/2000

Firm Type

Limited Liability Company

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
PARK CAPITAL FINANCIAL GROUP, LLCPARENT CO.—
DELAPLAIN, ROBERT CHARLES JRROP, CROP, SROP1017107
ORLANDO, ANTHONY JOHN JRCOO/EXEC VP/GSP2497838
ORLANDO, PHILIP ANTHONYCEO/PRES/GSP2839212
SANDUCCI, DAVID JOSEPHGSP2370405
TRIEBEL, WILLIAM OAKLEIGHFINOP1698337

Disclosures

Regulatory Event

1

Arbitration

1

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Oct 1984About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Aug 1984About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Aug 1996About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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