Anastasio J. Carayannis
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Anastasio John Carayannis, who also goes by Anastasio John Carayanis, Tasso Carayanis, Anastasio Carayannis, Taso Carayannis, Tasso Carayannis, was a registered financial professional .
Anastasio is a previously registered financial professional and started their career in finance in 1984. Anastasio had worked at 9 firms and has passed the Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 21, 2002 - May 16, 2003
PARK CAPITAL SECURITIES, LLC
September 18, 2002 - November 22, 2002
HARRISON SECURITIES, INC.
February 8, 2000 - September 28, 2000
GLOBESHARE, INC.
November 12, 1996 - September 28, 2000
LAIDLAW GLOBAL SECURITIES, INC.
October 18, 1996 - November 14, 1996
ADVANTAGE FINANCIAL PRIVATE & CORPORATE LLC
January 10, 1995 - October 18, 1996
PRUDENTIAL EQUITY GROUP, LLC
December 15, 1989 - December 21, 1994
CIBC WORLD MARKETS CORP.
September 29, 1988 - December 22, 1989
CITIGROUP GLOBAL MARKETS INC.
August 21, 1984 - November 2, 1988
DREXEL BURNHAM LAMBERT INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
PARK CAPITAL SECURITIES, LLC
CRD#: 104206 / SEC#: , 8-52653
Contact information
Documents
Direct owners and executive officers
Disclosures
| Regulatory Event | 1 |
| Arbitration | 1 |
Red Flags
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