Peter J. Decaprio
Professional summary
Peter James Decaprio was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Peter is a previously registered financial professional and started their career in finance in 1984. Prior to being barred, Peter had worked at 5 firms, which includes THOMAS WEISEL PARTNERS LLC, ROBERTSON STEPHENS INC., SBC WARBURG DILLON READ INC., CITIGROUP GLOBAL MARKETS INC., JOHNSTON LEMON & CO. INCORPORATED.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 11, 1999 - August 2, 2002
THOMAS WEISEL PARTNERS LLC
June 12, 1997 - December 15, 1999
ROBERTSON STEPHENS, INC.
June 16, 1994 - June 23, 1997
SBC WARBURG DILLON READ INC.
October 27, 1986 - January 1, 1987
CITIGROUP GLOBAL MARKETS INC.
August 21, 1984 - April 25, 1986
JOHNSTON, LEMON & CO. INCORPORATED
State Registrations and Notice Filings
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Exams
Current Firm
THOMAS WEISEL PARTNERS LLC
CRD#: 46237 / SEC#: 801-56577, 8-51354
Contact information
Disclosures
| Regulatory Event | 27 |
| Civil Event | 1 |
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