Larry Allen Winter | Financial Professional

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Larry Allen Winter, who also goes by Winter Allen Lawrence, was a registered financial professional .

Larry is a previously registered financial professional and started their career in finance in 1984. Larry had worked at 4 firms and has passed the Series 65, Series 63, Series 6TO, SIE, Series 7, Series 22 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

No

Aliases

Winter Allen Lawrence

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

June 5, 2020 - March 3, 2022

THRIVENT ADVISOR NETWORK, LLC

RIA

CRD#: 304569

Scottsdale, AZ

Past

June 4, 2020 - March 1, 2022

PURSHE KAPLAN STERLING INVESTMENTS

BD

CRD#: 35747

Thousand Oaks, CA

Past

August 12, 2002 - June 3, 2020

THRIVENT INVESTMENT MANAGEMENT INC.

RIA

CRD#: 18387

Thousand Oaks, CA

Past

July 1, 2002 - June 3, 2020

THRIVENT INVESTMENT MANAGEMENT INC.

BD

CRD#: 18387

Thousand Oaks, CA

Past

September 25, 1984 - July 1, 2002

LUTHERAN BROTHERHOOD SECURITIES CORP.

BD

CRD#: 4205

MINNEAPOLIS, MN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

TA

THRIVENT ADVISOR NETWORK, LLC

CRD#: 304569 / SEC#: 801-117013

RIA

Registered Investment Advisory firm - (7/24/2019 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 4/6/1999

Uniform Investment Adviser Law Examination

State Security Law Exam

RR

Series 63

Date: 3/9/1992

Uniform Securities Agent State Law Examination

General Industry/Product Exam

RR

Series 6TO

Date: 9/16/2023

Investment Company Products/Variable Contracts Representative Examination

General Industry/Product Exam

RR

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

RR

Series 7

Date: 1/11/1999

General Securities Representative Examination

General Industry/Product Exam

RR

Series 22

Date: 9/14/1987

Direct Participation Programs Representative Examination

General Industry/Product Exam

RR

Series 6

Date: 8/31/1984

Investment Company Products/Variable Contracts Representative Examination

Current Firm

TA

THRIVENT ADVISOR NETWORK, LLC

CRD#: 304569 / SEC#: 801-117013

RIA

Registered Investment Advisory firm - (7/24/2019 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

600 Portland Avenue South, Minneapolis, MN 55415

Mailing Address

Phone number

(612) 844-8444

Established

Firm type

Fiscal year end

# of Employees

139

SEC notice filing (47 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

TAN FIRM BROCHURE (10/17/2025)

TAN WRAP-FEE PROGRAM BROCHURE (10/17/2025)

TAN FINANCIAL PLANNING BROCHURE (9/24/2025)

Regulatory assets under management

Total Number of Accounts	28,545
AUM (Assets Under Management)	$ 6,648,306,479

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Larry A. Winter

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

PURSHE KAPLAN STERLING INVESTMENTS

THRIVENT INVESTMENT MANAGEMENT INC.

THRIVENT INVESTMENT MANAGEMENT INC.

LUTHERAN BROTHERHOOD SECURITIES CORP.

Primary Firm SEC Registration

THRIVENT ADVISOR NETWORK, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 4/6/1999

Series 63

Date: 3/9/1992

Series 6TO

Date: 9/16/2023

SIE

Date: 10/1/2018

Series 7

Date: 1/11/1999

Series 22

Date: 9/14/1987

Series 6

Date: 8/31/1984

Current Firm

THRIVENT ADVISOR NETWORK, LLC

Contact information

SEC notice filing (47 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

THRIVENT ADVISOR NETWORK, LLC

TRUST BUT VERIFY

Similar Advisors