Kenneth C. Ehrhart
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kenneth Charles Ehrhart, who also goes by Ken Charles Ehrhart, Ken Ehrhart, Kenneth Ehrhart, was a registered financial professional .
Kenneth is a previously registered financial professional and started their career in finance in 1984. Kenneth had worked at 11 firms and has passed the Series 63, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 9, 2012 - August 7, 2012
ALLSTATE FINANCIAL SERVICES, LLC
April 14, 2011 - September 15, 2011
VALIC FINANCIAL ADVISORS, INC.
March 5, 2010 - June 15, 2010
ALLSTATE FINANCIAL SERVICES, LLC
January 17, 2008 - September 1, 2009
FARMERS FINANCIAL SOLUTIONS, LLC
June 15, 2005 - May 11, 2007
FBL MARKETING SERVICES, LLC
September 6, 2000 - May 2, 2005
FARMERS FINANCIAL SOLUTIONS, LLC
February 8, 2000 - September 8, 2000
INVESTORS BROKERAGE SERVICES, INC.
December 22, 1998 - December 21, 1999
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
December 22, 1998 - December 21, 1999
OSAIC FA, INC.
November 18, 1997 - January 12, 1999
MML INVESTORS SERVICES, LLC
January 5, 1996 - May 9, 1997
AMERITAS INVESTMENT COMPANY, LLC
August 16, 1994 - December 31, 1995
OPPENHEIMER & CO. INC.
April 15, 1985 - August 17, 1994
PRINCIPAL SECURITIES, INC.
August 8, 1984 - March 25, 1985
FBL MARKETING SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ALLSTATE FINANCIAL SERVICES, LLC
CRD#: 18272 / SEC#: , 8-36365
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ALLSTATE INSURANCE COMPANY | OWNER | |
| BOUDREAU, JOHN DOUGLAS | CHIEF COMPLIANCE OFFICER, VICE PRESIDENT AND EXECUTIVE REPRESENTATIVE | 6357880 |
| DELANEY, SCOTT SULLIVAN | PRESIDENT AND CHIEF EXECUTIVE OFFICER | 2978681 |
| LANSPA, PAUL DONALD | CHIEF OPERATING OFFICER | 6449159 |
| MUELLER, DAVID JOHN | GENERAL COUNSEL AND SECRETARY | 7807045 |
| NELSON, MARY KRIS | CHAIRMAN OF THE BOARD | 2464654 |
| SWEENEY, MICHAEL DANIEL | AML OFFICER | 2026113 |
| WHITCOMB, MICHAEL JAMES | FINOP | 7495756 |
Disclosures
| Regulatory Event | 4 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
