David A. Knorowski
Professional summary
David Andrew Knorowski is a registered financial professional currently at RAINMAKER SECURITIES, LLC located in New York, New York.
David is registered as a RR (Registered Representative) and started their career in finance in 1985. David has worked at 5 firms and has passed the Series 63, SIE, Series 7, Series 79 and Series 3 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view David Andrew Knorowski's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 23, 2016 - Present
RAINMAKER SECURITIES, LLC
April 24, 2009 - January 13, 2010
GELBER SECURITIES, LLC
December 24, 1998 - March 30, 2006
ROSENTHAL GLOBAL SECURITIES LLC
January 18, 1990 - September 6, 1991
CONTINENTAL GLOBAL FINANCIAL CORPORATION
June 18, 1985 - March 16, 1988
E. F. HUTTON & COMPANY INC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(2/23/2016)
(2/6/2017)
Exams
FINRA
Current Firm
RAINMAKER SECURITIES, LLC
CRD#: 132995 / SEC#: , 8-66667
Contact information
FINRA licenses (29 States and Territories)
Disclosures
| Regulatory Event | 4 |
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