Michael J. Heffernan
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael James Heffernan was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 1986. Michael had worked at 5 firms and has passed the Series 63, SIE, Series 7, Series 10, Series 9 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 3, 2017 - May 7, 2018
CONSILIUM PARTNERS LLC
February 3, 2015 - January 17, 2017
CONSILIUM PARTNERS LLC
April 9, 2012 - March 31, 2014
CONSILIUM PARTNERS LLC
November 28, 1997 - May 7, 2010
CITIGROUP GLOBAL MARKETS INC.
September 15, 1992 - September 1, 1998
SALOMON BROTHERS INC.
April 28, 1988 - August 12, 1992
NATWEST SECURITIES CORPORATION
July 23, 1986 - February 24, 1988
E. F. HUTTON & COMPANY INC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
CONSILIUM PARTNERS LLC
CRD#: 104486 / SEC#: , 8-52947
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| SNEDDON, GREGORY BRUCE | CEO/MEMBER/PRESIDENT/CCO | 2813505 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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