Pamela J. Lorenz

J.W. COLE FINANCIAL

Irvine, CA 92618

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CRD#: 1292618

Professional summary

Pamela Jane Lorenz, CFP® is a registered financial professional currently at J.W. COLE FINANCIAL, INC. located in Irvine, California.

Pamela is registered as a RR (Registered Representative) and started their career in finance in 1984. Pamela has worked at 10 firms and has passed the Series 63, Series 99TO, SIE, Series 7, Series 6 and Series 22 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Pamela Jane Lorenz's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 1992

Experience

Current

November 15, 2019 - Present

J.W. COLE FINANCIAL, INC.

Office #1: 560 Wald, Irvine, CA 92618Office #2: 317 North Redrock Street, Anaheim, CA 92807

CRD#: 124583

Irvine, CA

Past

December 1, 2009 - November 15, 2019

FIRST ALLIED SECURITIES, INC.

CRD#: 32444

ANAHEIM, CA

Past

September 16, 1999 - December 4, 2009

NATIONAL PLANNING CORPORATION

CRD#: 29604

ANAHEIM, CA

Past

October 12, 1993 - September 22, 1999

OSAIC WEALTH, INC.

CRD#: 23131

SCOTTSDALE, AZ

Past

June 5, 1991 - February 16, 1993

NEMELKA FINANCIAL SERVICES, INCORPORATED

CRD#: 16619

SANTA ANA, CA

Past

June 18, 1989 - December 31, 1990

SUNAMERICA SECURITIES, INC.

CRD#: 20068

PHOENIX, AZ

Past

November 28, 1988 - June 18, 1989

SOUTHMARK FINANCIAL SERVICES, INC.

CRD#: 6518

Past

October 26, 1987 - November 10, 1988

INTEGRATED RESOURCES EQUITY CORPORATION

CRD#: 6403

Past

March 11, 1985 - November 23, 1987

FINANCIAL SECURITY GROUP MARKETING CORP.

CRD#: 13733

Past

August 16, 1984 - April 4, 1985

APEX FINANCIAL PLANNERS CORP.

CRD#: 6375

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arizona
(11/15/2019)

California
(11/15/2019)

Colorado
(8/19/2020)

Illinois
(11/15/2019)

Maryland
(11/15/2019)

Montana
(11/15/2019)

Nevada
(11/15/2019)

New Mexico
(11/15/2019)

New York
(11/15/2019)

North Carolina
(11/18/2019)

Oregon
(11/15/2019)

South Carolina
(1/2/2020)

Tennessee
(11/15/2019)

Texas
(11/15/2019)

Utah
(11/15/2019)

Washington
(11/15/2019)

Exams

State Security Law Exam

Series 63

Date: 5/6/2002

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 99TO

Date: 1/2/2023

Operations Professional Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/19/2009

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 6/25/1986

Investment Company Products/Variable Contracts Representative Examination

General Industry/Product Exam

Series 22

Date: 8/15/1984

Direct Participation Programs Representative Examination

SRO Registrations

FINRA

Current Firm

J.W. COLE FINANCIAL, INC.

CRD#: 124583 / SEC#: , 8-65698

Broker-Dealer Firm Regulated by FINRA (Florida district office)

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Contact information

Main Address

4301 Anchor Plaza Parkway Suite 450, Tampa, FL 33634

Mailing Address

4301 Anchor Plaza Parkway 4th Floor, Tampa, FL 33634

Phone number

(813) 935-6776

Established

Florida since 10/14/2002

Firm type

Corporation

Fiscal year end

December

Firm Size

Large

# of Employees

FINRA licenses (52 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
JWC WEALTH PARTNERS	OWNER
FUSSA OCASIO, FERNANDO	CFO/FINOP	2471569
LOFGREN, KURT WALKER	CHIEF COMPLIANCE OFFICER	3048472
PACK, TODD JAMES	CHIEF OPERATING OFFICER	2795590
WEST, EUGENE	DESIGNATED MUNICIPAL PRINCIPAL/ROSFP	2059974
WOOD, ROBERT JULIAN	TREASURER/SECRETARY/GP/CEO	3217809

Disclosures

Regulatory Event	1
Arbitration	1

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Pamela J. Lorenz

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Pamela Jane Lorenz's CRS (Customer Relationship Summary).

Certified licenses

Experience

FIRST ALLIED SECURITIES, INC.

NATIONAL PLANNING CORPORATION

OSAIC WEALTH, INC.

NEMELKA FINANCIAL SERVICES, INCORPORATED

SUNAMERICA SECURITIES, INC.

SOUTHMARK FINANCIAL SERVICES, INC.

INTEGRATED RESOURCES EQUITY CORPORATION

FINANCIAL SECURITY GROUP MARKETING CORP.

APEX FINANCIAL PLANNERS CORP.

State Registrations and Notice Filings

Exams

Series 63

Date: 5/6/2002

Series 99TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 7

Date: 8/19/2009

Series 6

Date: 6/25/1986

Series 22

Date: 8/15/1984

FINRA

Current Firm

J.W. COLE FINANCIAL, INC.

Contact information

FINRA licenses (52 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

J.W. COLE FINANCIAL, INC.

TRUST BUT VERIFY

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