Edward D. Devereaux

CONCENTRATED RISK SOLUTIONS

VICTOR, NY

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CRD#: 1292598

Professional summary

Edward Drew Devereaux, who also goes by Drew Devereaux, is a registered financial advisor currently at CONCENTRATED RISK SOLUTIONS INC. located in Victor, New York.

Edward is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1989. Edward has worked at 7 firms and has passed the Series 65, Series 63, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Drew Devereaux

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

DEVEREAUX INC - PRESIDENT AND OWNER - 5 HOURS PER MONTH INDEPENDENT INSURANCE AGENT - INVESTMENT RELATED; VICTOR, NY; INSURANCE LICENSED; START- 7/2024; 0 HRS/MO

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Edward Drew Devereaux's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 20, 2021 - Present

CONCENTRATED RISK SOLUTIONS INC.

RIA

CRD#: 171758

VICTOR, NY

Past

March 7, 2006 - November 6, 2012

EATON VANCE DISTRIBUTORS, INC.

CRD#: 37731

BOSTON, MA

Past

May 12, 2005 - November 15, 2005

KELMOORE INVESTMENT COMPANY, INC.

RIA

CRD#: 22509

PALO ALTO, CA

Past

April 13, 1999 - November 15, 2005

KELMOORE INVESTMENT COMPANY, INC.

CRD#: 22509

PALO ALTO, CA

Past

August 12, 1997 - April 30, 1998

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

Past

January 5, 1996 - August 20, 1997

OPPENHEIMERFUNDS DISTRIBUTOR, INC.

CRD#: 7834

NEW YORK, NY

Past

December 17, 1992 - January 5, 1996

ROCHESTER FUND DISTRIBUTORS

CRD#: 12972

Past

December 19, 1989 - July 27, 1992

UBS FINANCIAL SERVICES INC.

CRD#: 8174

WEEHAWKEN, NJ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New York
(8/20/2021)

IAR

Texas
(6/28/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 9/11/2014

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 12/28/1989

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 12/16/1989

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 10/30/2001

General Securities Principal Examination

Current Firm

CONCENTRATED RISK SOLUTIONS INC.

CRD#: 171758 / SEC#:

New York

Registered Investment Advisory firm - (9/29/2014 Approved)

Texas

Registered Investment Advisory firm - (9/5/2014 Approved)

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Contact information

Main Address

Frisco, TX

Mailing Address

Phone number

(972) 489-7648

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Edward D. Devereaux

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Edward Drew Devereaux's CRS (Customer Relationship Summary).

Certified licenses

Experience

EATON VANCE DISTRIBUTORS, INC.

KELMOORE INVESTMENT COMPANY, INC.

KELMOORE INVESTMENT COMPANY, INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

OPPENHEIMERFUNDS DISTRIBUTOR, INC.

ROCHESTER FUND DISTRIBUTORS

UBS FINANCIAL SERVICES INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 9/11/2014

Series 63

Date: 12/28/1989

Series 7

Date: 12/16/1989

Series 24

Date: 10/30/2001

Current Firm

CONCENTRATED RISK SOLUTIONS INC.

Contact information

Documents

Red Flags

Company Information

CONCENTRATED RISK SOLUTIONS INC.

TRUST BUT VERIFY

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