Scott R. Pipes
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Scott Robert Pipes was a registered financial professional .
Scott is a previously registered financial professional and started their career in finance in 1984. Scott had worked at 3 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 22 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 10, 2008 - May 11, 2017
REA WEALTH MANAGEMENT
March 4, 2008 - May 15, 2017
COMMONWEALTH FINANCIAL NETWORK
December 14, 2007 - May 15, 2017
COMMONWEALTH FINANCIAL NETWORK
August 30, 1984 - December 14, 2007
MML INVESTORS SERVICES, LLC
Primary Firm SEC Registration
REA WEALTH MANAGEMENT
CRD#: 108913 / SEC#: 801-55069
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
REA WEALTH MANAGEMENT
CRD#: 108913 / SEC#: 801-55069
Contact information
SEC notice filing (15 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,738 |
| AUM (Assets Under Management) | $ 807,463,088 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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