Robert L. Westmoreland
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Leon Westmoreland JR was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1984. Robert had worked at 1 firm and has passed the Series 63, Series 7, Series 24 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 28, 1984 - April 4, 1989
PAN OCEANIC INVESTMENTS, INC.
State Registrations and Notice Filings
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Exams
Current Firm
PAN OCEANIC INVESTMENTS, INC.
CRD#: 14798 / SEC#: , 8-31209
Contact information
Documents
Red Flags
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