Gerard A. Durkin
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Gerard Anthony Durkin was a registered financial professional .
Gerard is a previously registered financial professional and started their career in finance in 1985. Gerard had worked at 9 firms and has passed the Series 63, SIE, Series 7 and Series 27 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 25, 2012 - February 1, 2017
ACGM, INC.
February 7, 2005 - February 10, 2012
KAUFMAN BROS., L.P.
July 28, 2003 - February 7, 2005
HEDGE FUND CAPITAL PARTNERS, LLC
July 28, 2003 - February 7, 2005
ELECTRONIC TRADING GROUP, LLC
July 13, 1999 - April 4, 2003
TAFFERER TRADING, LLC
May 1, 1997 - July 7, 1999
FRIEDBERG MERCANTILE GROUP, INC.
April 15, 1994 - August 7, 1996
ING BARING (U.S.) SECURITIES, INC.
July 12, 1993 - March 4, 1994
THE ARGOSY SECURITIES GROUP, L.P.
January 23, 1985 - April 8, 1993
KLEINWORT BENSON NORTH AMERICA INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
ACGM, INC.
CRD#: 29705 / SEC#: , 8-44376
Contact information
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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