Jeffrey A. Mccroy
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jeffrey A Mccroy, who also goes by Jeff Mccroy, Jeffrey Alan Mccroy, was a registered financial professional .
Jeffrey is a previously registered financial professional and started their career in finance in 1984. Jeffrey had worked at 8 firms and has passed the Series 63, SIE, Series 7, Series 6, Series 24 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 11, 2022 - September 13, 2023
FORESIDE FINANCIAL SERVICES, LLC
June 19, 2017 - December 31, 2021
CBIS FINANCIAL SERVICES, INC.
May 18, 2015 - June 12, 2017
AMERICAN CENTURY INVESTMENT SERVICES INC.
March 11, 2002 - January 19, 2005
BACAP DISTRIBUTORS, LLC
September 7, 1993 - June 29, 2001
NORTHERN TRUST SECURITIES, INC.
August 12, 1991 - April 12, 1993
AETNA LIFE INSURANCE AND ANNUITY COMPANY
November 28, 1989 - August 11, 1993
AELTUS CAPITAL, INC
August 16, 1984 - October 7, 1987
AETNA LIFE INSURANCE AND ANNUITY COMPANY
August 16, 1984 - December 21, 1989
AETNA FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FORESIDE FINANCIAL SERVICES, LLC
CRD#: 148477 / SEC#: , 8-68027
Contact information
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FORESIDE DISTRIBUTORS, LLC | DIRECTOR OWNER/SOLE MEMBER | |
| BRUNNER, JENNIFER ANNE | VICE PRESIDENT/CHIEF COMPLIANCE OFFICER | 1137783 |
| COWAN, TERESA MARIA KAZMIERSKI | PRESIDENT/MANAGER/DIRECTOR | 1544189 |
| EDELMAN, GABRIEL | SECRETARY | 6654419 |
| LA FOND, SUSAN LORENE | TREASURER | 4512785 |
| LANZA, CHRISTOPHER CONTE | VICE PRESIDENT | 2184856 |
| MACCHIA, KATE SCHENDEL | VICE PRESIDENT | 4863973 |
| SOMMERS, WESTON | CFO/FINOP | 5290145 |
Red Flags
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