Robert J. Guyer
Professional summary
Robert James Guyer was barred by both the FINRA and the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Robert is a previously registered financial professional and started their career in finance in 1984. Prior to being barred, Robert had worked at 5 firms, which includes LIBERTY NATIONAL SECURITIES INC., ACUMENT SECURITIES INC., HAMILTON INVESTMENTS INC., OBERWEIS SECURITIES INC., ANCHOR NATIONAL FINANCIAL SERVICES INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 17, 1994 - May 22, 2000
LIBERTY NATIONAL SECURITIES INC.
March 17, 1992 - December 8, 1995
ACUMENT SECURITIES, INC.
February 20, 1990 - April 30, 1990
ACUMENT SECURITIES, INC.
December 12, 1988 - December 19, 1989
HAMILTON INVESTMENTS, INC.
March 29, 1988 - December 16, 1988
OBERWEIS SECURITIES, INC.
November 21, 1984 - March 19, 1988
ANCHOR NATIONAL FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
LIBERTY NATIONAL SECURITIES INC.
CRD#: 17955 / SEC#: , 8-36367
Contact information
Documents
Disclosures
| Regulatory Event | 7 |
| Civil Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
