Sarah H. Hancock
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Sarah Helen Hancock, who also goes by Sarah Hancock Anderson, Sarah Hancockanderson, Sarah Helen Hancock-smith, was a registered financial professional .
Sarah is a previously registered financial professional and started their career in finance in 1984. Sarah had worked at 5 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 21, 1999 - April 15, 2016
HANCOCK-SMITH, LLC
August 8, 1990 - October 1, 1992
MML INVESTORS SERVICES, LLC
September 14, 1987 - July 3, 1990
MAY FINANCIAL CORPORATION
May 10, 1985 - August 17, 1987
PRINCIPAL FINANCIAL SECURITIES,INC.
August 21, 1984 - March 15, 1985
WILLIAM BLAIR
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
HANCOCK-SMITH, LLC
CRD#: 111215 / SEC#: 801-57343
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
